Lilien R Jarrett 4
4 · WisdomTree, Inc. · Filed Jan 27, 2026
Research Summary
AI-generated summary of this filing
WisdomTree (WT) President Lilien Jarrett Receives Restricted Stock
What Happened
- Lilien R. Jarrett, President and COO of WisdomTree (WT), received a grant of 71,351 restricted shares on January 25, 2026 and a separate grant of 71,351 performance-based restricted stock units (PRSUs) on the same date. The reported grants show $0 cash paid. To cover tax withholding upon the restricted stock grant, Jarrett surrendered 70,932 shares back to the company (disposition code F).
Key Details
- Transaction date: January 25, 2026; Form 4 filed January 27, 2026 (no late filing indicated).
- Grants: 71,351 restricted shares (RSAs) and 71,351 PRSUs (derivative award). Both grants reported at $0 acquisition price.
- Tax withholding: 70,932 shares were surrendered to WisdomTree to cover withholding taxes (disposition code F).
- Vesting schedule for RSAs (footnote F1): 23,783 shares vest on Jan 25, 2027; 23,783 on Jan 25, 2028; and 23,785 on Jan 25, 2029.
- PRSUs (footnotes F4–F5): Each PRSU converts to one share if/when vested; target PRSUs vesting Jan 25, 2029 with payout between 0%–200% of target based on three‑year relative total shareholder return (TSR).
- Shares owned after transaction: not explicitly reported on the form.
Context
- The RSA grant is a time‑based award that vests over three years; the PRSUs are performance‑based and may pay out more or fewer shares depending on TSR vs. peers. The surrender of shares was a standard withholding action to satisfy tax obligations and is routine rather than an open‑market sale. These grants do not involve an out‑of‑pocket purchase by the insider.
Insider Transaction Report
Form 4
Lilien R Jarrett
President and COO
Transactions
- Award
Common Stock
[F1][F2]2026-01-25+71,351→ 1,069,989 total - Tax Payment
Common Stock
[F3][F2]2026-01-25−70,932→ 999,057 total - Award
Performance Based Restricted Stock Units
[F4][F5]2026-01-25+71,351→ 71,351 total→ Common Stock (71,351 underlying)
Footnotes (5)
- [F1]Restricted stock awarded by Issuer on January 25, 2026 and vesting as to (i) 23,783 shares on each of January 25, 2027 and January 25, 2028 and (ii) 23,785 shares on January 25, 2029.
- [F2]Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029.
- [F3]Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.
- [F4]Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
- [F5]These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.
Signature
/s/ Marci Frankenthaler, Attorney-in-Fact|2026-01-27