Lilien R Jarrett 4

What Happened

• Lilien R. Jarrett, President and COO of WisdomTree (WT), received a grant of 71,351 restricted shares on January 25, 2026 and a separate grant of 71,351 performance-based restricted stock units (PRSUs) on the same date. The reported grants show $0 cash paid. To cover tax withholding upon the restricted stock grant, Jarrett surrendered 70,932 shares back to the company (disposition code F).

Key Details

• Transaction date: January 25, 2026; Form 4 filed January 27, 2026 (no late filing indicated).
• Grants: 71,351 restricted shares (RSAs) and 71,351 PRSUs (derivative award). Both grants reported at $0 acquisition price.
• Tax withholding: 70,932 shares were surrendered to WisdomTree to cover withholding taxes (disposition code F).
• Vesting schedule for RSAs (footnote F1): 23,783 shares vest on Jan 25, 2027; 23,783 on Jan 25, 2028; and 23,785 on Jan 25, 2029.
• PRSUs (footnotes F4–F5): Each PRSU converts to one share if/when vested; target PRSUs vesting Jan 25, 2029 with payout between 0%–200% of target based on three‑year relative total shareholder return (TSR).
• Shares owned after transaction: not explicitly reported on the form.

Context

• The RSA grant is a time‑based award that vests over three years; the PRSUs are performance‑based and may pay out more or fewer shares depending on TSR vs. peers. The surrender of shares was a standard withholding action to satisfy tax obligations and is routine rather than an open‑market sale. These grants do not involve an out‑of‑pocket purchase by the insider.