BROUCEK JAMES S 4

What Happened
James S. Broucek, EVP/CFO/Treasurer/Secretary of Citizens Community Bancorp, surrendered 339 shares of CZWI common stock on January 19, 2026. The shares were valued at $18.45 each, totaling $6,255, and were surrendered to satisfy withholding taxes due upon the vesting of previously awarded restricted stock. This was a tax-withholding settlement—not an open-market sale or a purchase.

Key Details

• Transaction date: 2026-01-19; filing date: 2026-01-21 (timely filing).
• Price: $18.45 per share; Shares surrendered: 339; Total value: $6,255.
• Transaction code: F — shares surrendered for tax withholding.
• Footnote: Shares were surrendered to satisfy withholding on restricted stock issued under the 2018 Equity Incentive Plan.
• Footnote: These shares are held in the reporting person's self-directed IRA.
• Footnote: Filing references a separate option vesting schedule under the 2008 plan (vesting occurred 2018–2022).
• Shares owned after the transaction: not specified in the provided excerpt.

Context
Surrenders to cover tax withholding are routine administrative actions when restricted shares vest and do not necessarily indicate the insider's view on the company. This is not an open-market sale but a transfer to cover tax obligations associated with vested awards.