4//SEC Filing
BARTH JOHN M 4
Accession 0001205031-03-000006
CIK 0000053669other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 6:46 PM ET
Size
10.5 KB
Accession
0001205031-03-000006
Insider Transaction Report
Form 4
BARTH JOHN M
DirectorChairman, CEO & President
Transactions
- Award
Stock Option
2003-11-19$105.10/sh+200,000$21,020,000→ 200,000 totalExercise: $105.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (200,000 underlying)
Holdings
- 1,229.045(indirect: By 401(k))
Preferred Stock
- 63,110(indirect: By Trust)
Common Stock
- 47,724(indirect: By Trust)
Common Stock
- 25,745.35
Phantom Stock Units/Restricted Stock Grant
→ Common Stock (25,745.35 underlying) - 3,591.848
Phantom Stock Units/Excess Benefit Plan - Common
→ Common Stock (3,591.848 underlying) - 13,472.48
Phantom Stock Units/LTPP
→ Common Stock (13,472.48 underlying) - 4,761(indirect: By 401(k))
Common Stock
- 4,611.264
Phantom Stock Units/Excess Benefit Plan - Preferred
→ Preferred Stock (4,611.264 underlying) - 7,378
Common Stock
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F3]The Phantom stock units were accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F4]The phantom stock units were accrued under the Johnson Controls Equalization 401 (k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]The options become exercisable two years after the grant date in 50% increments on 11/19/2005 and 11/19/2006.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205031
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 6:46 PM ET
- Size
- 10.5 KB