BARTH JOHN M 4

4 · JOHNSON CONTROLS INC · Filed Nov 20, 2003

Form 4

Period: 2003-11-19

DirectorChairman, CEO & President

Transactions

Award
Stock Option
2003-11-19$105.10/sh+200,000$21,020,000→ 200,000 total
Exercise: $105.10From: 2005-11-19Exp: 2013-11-19→ Common Stock (200,000 underlying)

Holdings

Preferred Stock
(indirect: By 401(k))
1,229.045
Common Stock
(indirect: By Trust)
63,110
Common Stock
(indirect: By Trust)
47,724
Phantom Stock Units/Restricted Stock Grant
→ Common Stock (25,745.35 underlying)
25,745.35
Phantom Stock Units/Excess Benefit Plan - Common
→ Common Stock (3,591.848 underlying)
3,591.848
Phantom Stock Units/LTPP
→ Common Stock (13,472.48 underlying)
13,472.48
Common Stock
(indirect: By 401(k))
4,761
Phantom Stock Units/Excess Benefit Plan - Preferred
→ Preferred Stock (4,611.264 underlying)
4,611.264
Common Stock
7,378

Footnotes (5)

[F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
[F2]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F3]The Phantom stock units were accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F4]The phantom stock units were accrued under the Johnson Controls Equalization 401 (k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F5]The options become exercisable two years after the grant date in 50% increments on 11/19/2005 and 11/19/2006.

Documents

1 file