Insider · CIK 0001205031

BARTH JOHN M

Reports to the SEC for 2 companies · MILWAUKEE, WI

sec.gov

Transactions

Companies

Filings

CIK

0001205031

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-03-11	ADNTAdient plcA Award	Director	AAward	+9,558 sh	—	—	13,624
2018-03-12	ADNTAdient plcA Award	Director	AAward	+2,351 sh	—	—	4,066
2017-03-13	ADNTAdient plcA Award	Director	AAward	+2,003 sh	—	—	2,676
2017-03-13	ADNTAdient plcF Tax Payment	Director	FTax Payment	−961 sh	$72.39	−$69.6K	1,715
2016-11-22	ADNTAdient plcF Tax Payment	Director	FTax Payment	−623 sh	$46.27	−$28.8K	673
2016-11-08	ADNTAdient plcA Award	Director	AAward	+1,296 sh	—	—	1,296
2008-04-29	JOHNSON CONTROLS INCPhantom Stock Units/Restricted Stock GrantI Discretionary Transaction	Director	IDiscretionary Transaction	−252K sh	$35.85	−$9.02M	123,813.946
2008-01-23	JOHNSON CONTROLS INCA Award	Director	AAward	+2,301 sh	$32.50	+$74.8K	753,288
2006-10-02	JOHNSON CONTROLS INCStock OptionA Award	Director	AAward	+325K sh	$71.89	+$23.4M	325,000
2005-11-16	JOHNSON CONTROLS INCStock OptionA Award	Director	AAward	+400K sh	$67.69	+$27.1M	400,000
2005-01-03	JOHNSON CONTROLS INCPhantom Stock Units/LTPPA Award	Director	AAward	+12.8K sh	—	—	53,279.549
2003-11-19	JOHNSON CONTROLS INCStock OptionA Award	Director	AAward	+200K sh	$105.10	+$21M	200,000
2003-11-14	JOHNSON CONTROLS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−100K sh	—	—	—
2003-11-14	JOHNSON CONTROLS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−100K sh	—	—	—
2003-08-15	JOHNSON CONTROLS INCZ Deposit Into/Withdrawal From Voting Trust	Director	ZDeposit Into/Withdrawal From Voting Trust	−111K sh	—	—	7,378
2003-08-15	JOHNSON CONTROLS INCZ Deposit Into/Withdrawal From Voting Trust	Director	ZDeposit Into/Withdrawal From Voting Trust	+63.1K sh	—	—	63,110
2003-08-15	JOHNSON CONTROLS INCZ Deposit Into/Withdrawal From Voting Trust	Director	ZDeposit Into/Withdrawal From Voting Trust	+47.7K sh	—	—	47,724
2002-11-20	JOHNSON CONTROLS INCStock OptionA Award	Director	AAward	+175K sh	—	—	—
2002-11-18	JOHNSON CONTROLS INCStock Option/Tandem SAR (10)M Exercise/Conversion	Director	MExercise/Conversion	−5,262 sh	—	—	—
2002-11-18	JOHNSON CONTROLS INCStock Option/Tandem SARD Disposition to Issuer	Director	DDisposition to Issuer	−39.7K sh	—	—	—
2002-11-18	JOHNSON CONTROLS INCStock Appreciation Rights/Tandem Stock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−5,262 sh	—	—	—
2002-11-18	JOHNSON CONTROLS INCD Disposition to Issuer	Director	DDisposition to Issuer	−39.7K sh	$82.72	−$3.29M	84,164.041
2002-11-18	JOHNSON CONTROLS INCM Exercise/Conversion	Director	MExercise/Conversion	+39.7K sh	$57.78	+$2.3M	39,738
2002-11-18	JOHNSON CONTROLS INCF Tax Payment	Director	FTax Payment	−35.1K sh	$82.72	−$2.9M	35,110
2002-11-18	JOHNSON CONTROLS INCM Exercise/Conversion	Director	MExercise/Conversion	+50.3K sh	$57.78	+$2.9M	50,262
2002-11-18	JOHNSON CONTROLS INCStock OptionM Exercise/Conversion	Director	MExercise/Conversion	−45K sh	—	—	—
2002-11-18	JOHNSON CONTROLS INCStock Appreciation Rights/Tandem Stock Option (9)M Exercise/Conversion	Director	MExercise/Conversion	−39.7K sh	—	—	—
2002-11-15	JOHNSON CONTROLS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−150K sh	—	—	—
2002-11-15	JOHNSON CONTROLS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−150K sh	—	—	—
2001-11-17	JOHNSON CONTROLS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−75K sh	—	—	—
2001-11-17	JOHNSON CONTROLS INCStock OptionD Disposition to Issuer	Director	DDisposition to Issuer	−75K sh	—	—	—

Recent filings

Accepted (ET)
Mar 124
BARTH JOHN M0001127602-19-011077
SEC(opens sec.gov)
Mar 134
BARTH JOHN M0001127602-18-011292
SEC(opens sec.gov)
Mar 144
Adient plc0001127602-17-011516
SEC(opens sec.gov)
Nov 224
Adient Ltd0001127602-16-068067
SEC(opens sec.gov)
Nov 94
Adient Ltd0001127602-16-066546
SEC(opens sec.gov)
Apr 304
JOHNSON CONTROLS INC0001205031-08-000003
SEC(opens sec.gov)
Jan 244
JOHNSON CONTROLS INC0001205031-08-000001
SEC(opens sec.gov)
Oct 44
JOHNSON CONTROLS INC0001205031-06-000002
SEC(opens sec.gov)
Jan 54
BARTH JOHN M0001205031-06-000001
SEC(opens sec.gov)
Jan 74
BARTH JOHN M0001205031-05-000001
SEC(opens sec.gov)
Nov 204
BARTH JOHN M0001205031-03-000006
SEC(opens sec.gov)
Nov 135
BARTH JOHN M0001205031-03-000005
SEC(opens sec.gov)
Nov 224
JOHNSON CONTROLS INC0000053669-02-000002
SEC(opens sec.gov)
Nov 204
JOHNSON CONTROLS INC0000053669-02-000001
SEC(opens sec.gov)

Companies

Address

833 E. MICHIGAN STREET SUITE 1100

MILWAUKEE, WI, 53202