4//SEC Filing
BARTH JOHN M 4
Accession 0001205031-06-000001
CIK 0000053669other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 7:03 PM ET
Size
20.6 KB
Accession
0001205031-06-000001
Insider Transaction Report
Form 4
BARTH JOHN M
DirectorChairman, CEO & President
Transactions
- Award
Stock Option
2005-11-16$67.69/sh+400,000$27,074,000→ 400,000 totalExercise: $67.69From: 2007-11-16Exp: 2015-11-16→ Common Stock (400,000 underlying)
Holdings
- 126,220(indirect: By Trust)
Common Stock
- 110,204(indirect: By Trust)
Common Stock
- 150,000
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (150,000 underlying) - 400,000
Stock Option
Exercise: $52.55From: 2005-11-19Exp: 2013-11-19→ Common Stock (400,000 underlying) - 135,546.028
Phantom Stock Units/Restricted Stock Grant
→ Common Stock (135,546.028 underlying) - 53,972.534
Phantom Stock Units/LTPP
→ Common Stock (53,972.534 underlying) - 32,723.179
Phantom Stock Units/Excess Benefit Plan - Common
→ Common Stock (32,723.179 underlying) - 200,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (200,000 underlying) - 350,000
Stock Option
Exercise: $40.30From: 2004-11-20Exp: 2012-11-20→ Common Stock (350,000 underlying) - 15,206.482(indirect: By 401(k))
Common Stock
Footnotes (9)
- [F1]The number of underlying securities is based on the stock fund balance on 11/16/2005. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an 11/16/2005 stock fund price of $67.05 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Deferred Restricted Stock Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F4]Includes 1,740.351 phantom stock units acquired through the reinvestment of dividends on March 31, June 30, and September 30, 2005, at prices of $55.76 to $62.05 per share.
- [F5]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F6]Includes 692.985 phantom stock units acquired through the reinvestment of dividends on March 31, June 30, and September 30, 2005, at prices of $55.76 to $62.05per share.
- [F7]The phantom stock units were accrued under the Johnson Controls Equalization 401 (k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F8]Includes 2,769.596 phantom stock units acquired through the reinvestment of dividends on March 31, June 30, and September 30, 2005, at prices of $55.76 to $62.05 per share.
- [F9]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205031
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 7:03 PM ET
- Size
- 20.6 KB