4//SEC Filing
THOMPSON JOHN WENDELL 4
Accession 0001207433-25-000011
CIK 0001943896other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 5:00 PM ET
Size
16.0 KB
Accession
0001207433-25-000011
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
THOMPSON JOHN WENDELL
Director
Transactions
- Conversion
Class A Common Stock
2025-12-01+9,009→ 10,007 total(indirect: By Trust) - Sale
Class A Common Stock
2025-12-01$68.40/sh−4,223$288,853→ 5,784 total(indirect: By Trust) - Sale
Class A Common Stock
2025-12-01$69.02/sh−4,586$316,526→ 1,198 total(indirect: By Trust) - Sale
Class A Common Stock
2025-12-01$69.83/sh−200$13,966→ 998 total(indirect: By Trust) - Conversion
Class B Common Stock
2025-12-01−9,009→ 845,338 total(indirect: By Trust)→ Class A Common Stock (9,009 underlying)
Holdings
- 2,702
Class A Common Stock
- 24,999
Class B Common Stock
→ Class A Common Stock (24,999 underlying)
Footnotes (6)
- [F1]The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
- [F2]This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.68 to $68.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.68 to $69.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F5]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.79 to $69.86 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- [F6]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
Related Parties
1- filerCIK 0001207433
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 5:00 PM ET
- Size
- 16.0 KB