4//SEC Filing
THOMPSON JOHN WENDELL 4
Accession 0001207433-26-000004
CIK 0001943896other
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 8:00 PM ET
Size
10.5 KB
Accession
0001207433-26-000004
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
THOMPSON JOHN WENDELL
Director
Transactions
- Conversion
Class A Common Stock
[F1]2026-01-14+27,500→ 28,498 total(indirect: By Trust) - Award
Class A Common Stock
[F2]2026-01-15−953→ 3,655 total - Conversion
Class B Common Stock
[F3][F1]2026-01-14−27,500→ 815,338 total(indirect: By Trust)→ Class A Common Stock (27,500 underlying)
Holdings
- 50,001
Class B Common Stock
[F3]→ Class A Common Stock (50,001 underlying)
Footnotes (3)
- [F1]The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
- [F2]Represents the grant of restricted stock units that are fully vested as of the date of grant.
- [F3]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Signature
/s/ Larry Guo, Attorney-in-Fact|2026-01-16
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
Related Parties
1- filerCIK 0001207433
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 8:00 PM ET
- Size
- 10.5 KB