Home/Filings/4/A/0001209191-04-008288
4/A//SEC Filing

LUMINENT MORTGAGE CAPITAL INC 4/A

Accession 0001209191-04-008288

CIK 0001236309operating

Filed

Feb 9, 7:00 PM ET

Accepted

Feb 10, 4:04 PM ET

Size

8.0 KB

Accession

0001209191-04-008288

Insider Transaction Report

Form 4/AAmended
Period: 2004-02-04
SENECA GAIL P
DirectorChief Executive Officer
Transactions
  • Other

    Common Stock

    2004-02-04+25,65125,651 total(indirect: See footnote)
Holdings
  • Common Stock

    107,527
Footnotes (4)
  • [F1]This transaction is a restricted stock award pursuant to Section 6.2 of the Company's management agreement.
  • [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest, and this filing shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  • [F3]Ms. Seneca is Seneca Capital Management LLC's (the recipient of the restricted stock award necessitating the first transaction described in this report) chief investment officer and mananging partner.
  • [F4]This transaction is a disposition of restricted stock.

Issuer

LUMINENT MORTGAGE CAPITAL INC

CIK 0001236309

Entity typeoperating

Related Parties

1
  • filerCIK 0001236309

Filing Metadata

Form type
4/A
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 4:04 PM ET
Size
8.0 KB