Home/Filings/4/0001209191-04-020696
4//SEC Filing

FOSTER THOMAS 4

Accession 0001209191-04-020696

CIK 0000840387other

Filed

Apr 13, 8:00 PM ET

Accepted

Apr 14, 6:47 PM ET

Size

15.2 KB

Accession

0001209191-04-020696

Insider Transaction Report

Form 4
Period: 2004-04-12
Transactions
  • Exercise/ConversionSwap

    Bay View Capital Corporation (BVC)

    2004-04-12+17,85817,858 total(indirect: By Trust)
  • ConversionSwap

    Phanton Stock

    2003-04-1217,8580 total
    BVC (17,858 underlying)
Holdings
  • Bay View Capital Corporation (BVC)

    (indirect: Outside Directors Ret Plan)
    1,690
  • Bay View Capital Corporation (BVC)

    (indirect: By Trust)
    7,525
  • Bay View Capital Corporation (BVC)

    50,000
  • Bay View Capital Corporation (BVC)

    (indirect: Keogh Plan)
    9,404
Footnotes (1)
  • [F1]Between 1996 and 11/02, the company adopted the stock in lieu of cash plan which provided for the deferral of director fees earned by non-employee directors in the form of stock units (phantom) that were credited to accounts maintained for the non employee directors. In January 2003, the Compensation and Benefits Committee of the Board approved the transfer of the administration of the stock in lieu of cash plan to a trust and amended the plan to provide that the company may facilitate the settlement of the stock unit accounts by delivery shares of the company's common stock to the trustee to be held subject to the terms of the trust, to be held and maintained by or on behalf of the company in the same manner as are stock units in the stock unit acounts. In order to facilitate a more efficient manner of future distributions of the units in accordance with the plan, it was deemed best to convert the phantom stock units to equalivant shares of the company stock.

Issuer

BAY VIEW CAPITAL CORP

CIK 0000840387

Entity typeother

Related Parties

1
  • filerCIK 0001228646

Filing Metadata

Form type
4
Filed
Apr 13, 8:00 PM ET
Accepted
Apr 14, 6:47 PM ET
Size
15.2 KB