LUMINENT MORTGAGE CAPITAL INC 4/A
4/A · LUMINENT MORTGAGE CAPITAL INC · Filed Aug 10, 2004
Insider Transaction Report
Form 4/AAmended
SENECA GAIL P
DirectorChief Executive Officer
Transactions
- Other
Common Stock
2004-08-10+97,297→ 97,297 total(indirect: See Footnote)
Holdings
- 107,527
Common Stock
Footnotes (4)
- [F1]This transaction is a restricted stock award pursuant to Section 6.2 of the Company's management agreement.
- [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest in Seneca Capital Management LLC, and this filing shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
- [F3]Ms. Seneca is Seneca Capital Management LLC's (the recipient of the restricted stock award necessitating the first transaction described in this report) chief investment officer and managing partner.
- [F4]This transaction is a disposition of restricted stock.