LUMINENT MORTGAGE CAPITAL INC 4
4 · LUMINENT MORTGAGE CAPITAL INC · Filed Jan 28, 2005
Insider Transaction Report
Form 4
SENECA GAIL P
DirectorChief Executive Officer
Transactions
- Other
Common Stock
2005-01-28−855→ 25,575 total(indirect: See footnote) - Other
Common Stock
2005-01-14+26,430→ 26,430 total(indirect: See footnote)
Holdings
- 107,527
Common Stock
Footnotes (4)
- [F1]This transaction relates to the forfeiture of certain shares of restricted stock originally granted pursuant to Section 6.2 of the Company?s management agreement, which shares were returned to Seneca Capital Management LLC upon the forfeiture of such shares by one of Seneca Capital Management LLC?s employees.
- [F2]The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest in Seneca Capital Management LLC, and this filing shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purpose of Section 16 or any other purpose.
- [F3]Ms. Seneca is Seneca Capital Management LLC's chief investment officer and managing partner.
- [F4]This transaction is a disposition of restricted stock by Seneca Capital Management LLC.