RIO VISTA ENERGY PARTNERS LP 4
4 · RIO VISTA ENERGY PARTNERS LP · Filed Aug 14, 2006
Insider Transaction Report
Form 4
Swank Jerry V
Director
Transactions
- Purchase
Common Units
2006-08-14$4.15/sh+145$601→ 277,018 total(indirect: See Footnote) - Purchase
Common Units
2006-08-10$4.26/sh+400$1,706→ 276,773 total(indirect: See Footnote) - Purchase
Common Units
2006-08-11$4.27/sh+100$427→ 276,873 total(indirect: See Footnote)
Footnotes (4)
- [F1]The filing of this Form 4 shall not be construed as an admission that Swank Capital, L.L.C. ("Swank Capital"), Swank Energy Income Advisors, L.P. ("Income Advisors") or Jerry V. Swank ("Mr. Swank") are or were for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any of the Common Units owned by The Cushing Fund, L.P. (the "Cushing Fund") or Swank MLP Convergence Fund, LP. (the "Convergence Fund", together with the Cushing Fund, the "Funds"). Pursuant to Rule 16a-1, Swank Capital, Income Advisors, and Mr. Swank disclaim such beneficial ownership.
- [F2]Swank Capital, L.L.C. ("Swank Capital") holds indirectly Common Units of Rio Vista Energy Partners LP through Swank Energy Income Advisors, L.P. ("Income Advisors"), of which Swank Capital is the general partner, which in turn holds 266,049 Common Units through the account of the Cushing Fund, and 10,724 Common Units through the account of the Convergence Fund. Income Advisors serves as the general partner of the Funds. Jerry V. Swank, as the manager of Swank Capital at the time of purchase, controlled the disposition and voting of the Common Units. Swank Capital holds a partnership interest in Income Advisors. Income Advisors receives an allocation of net profits and an asset based fee from and holds a partnership interest in the Funds, which hold the Common Units. Jerry V. Swank, as the Manager of Swank Capital at the time of purchase, controlled the disposition and voting of the Common Units. Mr. Swank holds a limited partner interest in the Funds.
- [F3]Swank Capital, L.L.C. ("Swank Capital") holds indirectly Common Units of Rio Vista Energy Partners LP through Swank Energy Income Advisors, L.P. ("Income Advisors"), of which Swank Capital is the general partner, which in turn holds 266,049 Common Units through the account of the Cushing Fund, and 10,824 Common Units through the account of the Convergence Fund. Income Advisors serves as the general partner of the Funds. Jerry V. Swank, as the manager of Swank Capital at the time of purchase, controlled the disposition and voting of the Common Units. Swank Capital holds a partnership interest in Income Advisors. Income Advisors receives an allocation of net profits and an asset based fee from and holds a partnership interest in the Funds, which hold the Common Units. Jerry V. Swank, as the Manager of Swank Capital at the time of purchase, controlled the disposition and voting of the Common Units. Mr. Swank holds a limited partner interest in the Funds.
- [F4]Swank Capital, L.L.C. ("Swank Capital") holds indirectly Common Units of Rio Vista Energy Partners LP through Swank Energy Income Advisors, L.P. ("Income Advisors"), of which Swank Capital is the general partner, which in turn holds 266,049 Common Units through the account of the Cushing Fund, and 10,969 Common Units through the account of the Convergence Fund. Income Advisors serves as the general partner of the Funds. Jerry V. Swank, as the manager of Swank Capital at the time of purchase, controlled the disposition and voting of the Common Units. Swank Capital holds a partnership interest in Income Advisors. Income Advisors receives an allocation of net profits and an asset based fee from and holds a partnership interest in the Funds, which hold the Common Units. Jerry V. Swank, as the Manager of Swank Capital at the time of purchase, controlled the disposition and voting of the Common Units. Mr. Swank holds a limited partner interest in the Funds.