|4Dec 22, 2:06 PM ET

ASPEN TECHNOLOGY INC /DE/ 4

4 · ASPEN TECHNOLOGY INC /DE/ · Filed Dec 22, 2006

Insider Transaction Report

Form 4
Period: 2006-12-20
Transactions
  • Conversion

    Common Stock

    2006-12-20$3.33/sh+1,784,000$5,940,7202,078,977 total
  • Conversion

    Series D-1 Convertible Preferred Stock

    2006-12-2017,8400 total
    Exercise: $3.33common stock (1,784,000 underlying)
Footnotes (2)
  • [F1]Each of the Series D-1 shares is convertible into a number of shares of common stock equal to its stated value of $333.00 per share (subject to adjustment) divided by the conversion price of $3.33 per share (subject to adjustment.)
  • [F2]Shares may be converted into common stock at any time and on a perpetual basis.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION