SMART MOVE, INC. 4

4 · SMART MOVE, INC. · Filed Jun 23, 2008

Form 4

Period: 2008-06-23

Treasurer

Transactions

Other
Convertible Note
2008-06-20$10000.00/sh+15,728$157,280,000→ 167,874 total
Exercise: $0.65From: 2008-06-20Exp: 2008-11-30→ Common Stock (15,728 underlying)
Other
Warrants
2008-06-20+5,000→ 192,874 total
Exercise: $1.00From: 2008-06-20Exp: 2013-01-15→ Common Stock (5,000 underlying)
Other
Warrants
2008-06-20+10,000→ 177,874 total
Exercise: $0.95From: 2008-06-20Exp: 2012-11-30→ Common Stock (10,000 underlying)

Holdings

Options
Exercise: $0.68From: 2008-01-16Exp: 2018-01-16→ Common (13,500 underlying)
152,146
Warrants
Exercise: $5.00From: 2005-09-30Exp: 2010-09-03→ Common (9,116 underlying)
11,116
Warrants
Exercise: $0.63From: 2004-10-27Exp: 2009-10-27→ Common (24,000 underlying)
57,870
Common
11,444
Warrants
Exercise: $3.75From: 2006-02-01Exp: 2011-02-01→ Common (3,616 underlying)
33,870
Warrants
Exercise: $5.00From: 2006-02-01Exp: 2011-02-01→ Common (904 underlying)
30,254
Warrants
Exercise: $1.20From: 2005-04-01Exp: 2010-04-01→ Common (2,000 underlying)
2,000
Warrants
Exercise: $0.63From: 2004-10-27Exp: 2009-10-27→ Common (35,776 underlying)
93,646
Options
Exercise: $4.73From: 2006-12-29Exp: 2016-12-29→ Common (45,000 underlying)
138,646
Warrants
Exercise: $2.50From: 2005-09-30Exp: 2010-09-30→ Common (18,234 underlying)
29,350

Footnotes (2)

[F1]Options subject to 4 year vesting schedule of 25% vested upon grant, and the balance shall vest equally on a quarterly basis over the next 12 quarters
[F2]Purchase of convertible notes and warrants from the original purchaser of the Note. The orginal Note was issued in the November 2007 Private Placement.

Documents

1 file