4/A//SEC Filing
ROYCE JOSEPH E 4/A
Accession 0001209191-08-064924
CIK 0001065648other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 5:51 PM ET
Size
17.1 KB
Accession
0001209191-08-064924
Insider Transaction Report
Form 4/AAmended
ROYCE JOSEPH E
DirectorPresident and CEO10% Owner
Transactions
- Purchase
Class A Common Shares, par value $0.01 per shares
2008-12-05$4.31/sh+92,706$399,275→ 92,706 total(indirect: By Spouse)
Holdings
- 745,726(indirect: By Spouse)
Class B Common Shares, par value $0.01 per share
→ Class A Common Shares (745,726 underlying) - 1,770,032(indirect: By Trust)
Class B Common Shares, par value $0.01 per share
→ Class A Common Shares (1,770,032 underlying) - 1,719,287(indirect: By Trust)
Class B Common Shares, par value $0.01 per share
→ Class A Common Shares (1,719,287 underlying) - 0
Class A Common Shares, par value $0.01 per shares
- 546,786(indirect: By Trust)
Class B Common Shares, par value $0.01 per share
→ Class A Common Shares (546,786 underlying) - 1,446,208(indirect: By Trust)
Class A Common Shares, par value $0.01 per shares
- 796,472
Class B Common Shares, par value $0.01 per share
→ Class A Common Shares (796,472 underlying)
Footnotes (3)
- [F1]Mr. Royce previously reported indirect beneficial ownership of 684,890 Class A shares and 1,327,200 Class B shares that were owned by Treetops Holdings LLC. He disclaimed beneficial ownership of these shares. Mr. Royce's spouse, Ms. Elaine M. Royce, previously acted as trustee for the Jeanine Royce 1997 Trust and the Laura Royce 1997 Trust, which jointly own Treetops Holdings LLC. Effective May 6, 2008, Ms. Royce resigned as trustee of the Royce 1997 trusts, and Deutsche Bank Trust Company Delaware succeeded as independent trustee, and therefore these shares are no longer reported as indirectly beneficially owned.
- [F2]The Form 4 previously filed on 12/9/08 erroneously stated that 92,706 Class A common shares were purchased by Mr. Joseph Royce, but these shares were purchased by Ms. Elaine Royce rather than Mr. Royce.
- [F3]Class B Common Shares are convertible into Class A Common Shares on a one-for-one basis at any time and have no expiration date.
Documents
Issuer
TBS INTERNATIONAL LTD
CIK 0001065648
Entity typeother
Related Parties
1- filerCIK 0000939959
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 5:51 PM ET
- Size
- 17.1 KB