Insider · CIK 0000939959

ROYCE JOSEPH E

Reports to the SEC for 2 companies · YONKERS, NY

sec.gov

Transactions

Companies

Filings

CIK

0000939959

Forms 4 and 5

Insider transactions

48 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-08-05	TBS International plcA Award	Director, President and CEO, 10% Owner	AAward	+13.7K sh	—	—	126,943
2011-06-30	TBS International plcF Tax Payment	Director, President and CEO, 10% Owner	FTax Payment	−6,979 sh	$1.85	−$12.9K	113,223
2011-05-31	TBS International plcSeries A Preference Shares, par value $0.01 per shareA Award	Director, President and CEO, 10% Owner	AAward	+53.1K sh	$100.00	+$5.31M	53,078
2011-01-28	TBS International plcClass B Preference Shares, par value $0.01 per shareA Award	Director, President and CEO, 10% Owner	AAward	+22.7K sh	$100.00	+$2.27M	22,747
2010-06-30	TBS International plcF Tax Payment	Director, President and CEO, 10% Owner	FTax Payment	−26.8K sh	$6.13	−$164K	45,202
2010-06-30	TBS International plcA Award	Director, President and CEO, 10% Owner	AAward	+75K sh	—	—	120,202
2010-06-30	TBS International plcA Award	Director, President and CEO, 10% Owner	AAward	+72K sh	—	—	72,000
2010-04-06	TBS International plcP Purchase	Director, President and CEO, 10% Owner	PPurchase	+20K sh	$7.93	+$159K	270,206
2010-04-05	TBS International plcP Purchase	Director, President and CEO, 10% Owner	PPurchase	+17.5K sh	$7.47	+$131K	250,206
2010-04-01	TBS International plcP Purchase	Director, President and CEO, 10% Owner	PPurchase	+25K sh	$7.30	+$183K	232,706
2010-03-30	TBS International plcClass B Ordinary Shares, par value $0.01 per shareA Award	Director, President and CEO, 10% Owner	AAward	+1.1M sh	—	—	1,646,786
2010-03-30	TBS International plcD Disposition to Issuer	Director, President and CEO, 10% Owner	DDisposition to Issuer	−1.1M sh	—	—	346,208
2010-03-26	TBS International plcD Disposition to Issuer	Director, President and CEO, 10% Owner	DDisposition to Issuer	−1.25M sh	—	—	196,208
2010-03-26	TBS International plcClass B Ordinary Shares, par value $0.01 per shareA Award	Director, President and CEO, 10% Owner	AAward	+1.25M sh	—	—	2,013,517
2009-08-24	TBS INTERNATIONAL LTDP Purchase	Director, President and CEO, 10% Owner	PPurchase	+65K sh	$7.48	+$486K	207,706
2008-12-05	TBS INTERNATIONAL LTDP Purchase	Director, President and CEO, 10% Owner	PPurchase	+92.7K sh	$4.31	+$399K	92,706
2008-12-05	TBS INTERNATIONAL LTDP Purchase	Director, President and CEO, 10% Owner	PPurchase	+92.7K sh	$4.31	+$399K	92,706
2005-08-01	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+81.7K sh	—	—	108,376
2005-08-01	TBS INTERNATIONAL LTDS Sale	Director, President and CEO, 10% Owner	SSale	−108K sh	$9.30	−$1.01M	0
2005-08-01	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−81.7K sh	—	—	610,038
2005-08-01	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+81.7K sh	—	—	108,376
2005-08-01	TBS INTERNATIONAL LTDS Sale	Director, President and CEO, 10% Owner	SSale	−108K sh	$9.30	−$1.01M	0
2005-08-01	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−81.7K sh	—	—	610,037
2005-06-29	TBS INTERNATIONAL LTDWarrants, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−768K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+357K sh	—	—	356,985
2005-06-29	TBS INTERNATIONAL LTDPreference Shares, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−245K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+692K sh	—	—	691,778
2005-06-29	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+357K sh	—	—	356,985
2005-06-29	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+692K sh	—	—	691,777
2005-06-29	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+685K sh	—	—	684,890
2005-06-29	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+1.33M sh	—	—	1,327,200
2005-06-29	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+1.45M sh	—	—	1,446,208
2005-06-29	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+2.8M sh	—	—	2,802,507
2005-06-29	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+1.45M sh	—	—	1,446,208
2005-06-29	TBS INTERNATIONAL LTDM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	+2.8M sh	—	—	2,802,507
2005-06-29	TBS INTERNATIONAL LTDS Sale	Director, President and CEO, 10% Owner	SSale	−330K sh	$10.00	−$3.3M	26,636
2005-06-29	TBS INTERNATIONAL LTDS Sale	Director, President and CEO, 10% Owner	SSale	−330K sh	$10.00	−$3.3M	26,636
2005-06-29	TBS INTERNATIONAL LTDClass A Common Shares, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−293K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDClass B Common Shares, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−143K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDClass A Common Shares, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−293K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDClass B Common Shares, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−143K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDClass A Common Shares, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−150K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDClass B Common Shares, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−150K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDClass C Common Shares, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−490K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDClass B Common Shares, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−150K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDWarrants, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−768K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDPreference Shares, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−245K sh	—	—	0
2005-06-29	TBS INTERNATIONAL LTDClass B Common Shares, par value $0.004 per shareM Exercise/Conversion	Director, President and CEO, 10% Owner	MExercise/Conversion	−150K sh	—	—	0

Recent filings

Accepted (ET)
Aug 94
ROYCE JOSEPH E0001209191-11-043245
SEC(opens sec.gov)
Jul 54
ROYCE JOSEPH E0001104659-11-037862
SEC(opens sec.gov)
Jun 14
ROYCE JOSEPH E0001209191-11-032099
SEC(opens sec.gov)
Feb 14
ROYCE JOSEPH E0001209191-11-006035
SEC(opens sec.gov)
Jul 24
ROYCE JOSEPH E0001209191-10-036849
SEC(opens sec.gov)
Apr 74
ROYCE JOSEPH E0001209191-10-021354
SEC(opens sec.gov)
Apr 54
ROYCE JOSEPH E0001209191-10-020831
SEC(opens sec.gov)
Mar 304
ROYCE JOSEPH E0001209191-10-019284
SEC(opens sec.gov)
Aug 254
ROYCE JOSEPH E0001209191-09-041900
SEC(opens sec.gov)
Dec 94/A
ROYCE JOSEPH E0001209191-08-064924
SEC(opens sec.gov)
Dec 94
ROYCE JOSEPH E0001209191-08-064846
SEC(opens sec.gov)
Aug 14
ROYCE JOSEPH E0001209191-05-039790
SEC(opens sec.gov)

Companies

Address

612 EAST GRASSY SPRAIN ROAD

YONKERS, NY, 10710