Grainger Thomas P 4

Accession 0001209191-09-014199

CIK 0001349108other

View on SEC.gov Company Profile

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 6:38 PM ET

Size

35.5 KB

Accession

0001209191-09-014199

Insider Transaction Report

Form 4

Period: 2009-03-03

SMART MOVE, INC.MVE

Grainger Thomas P

10% Owner

Transactions

Other
Warrants
2008-04-14$0.80/sh+625,000$500,000→ 5,883,888 total
Exercise: $0.80From: 2008-04-14Exp: 2013-04-14→ Common Stock (1,875,000 underlying)
Other
Warrants
2008-09-18$0.40/sh+3,515,625$1,406,250→ 9,399,513 total
Exercise: $0.40From: 2008-09-18Exp: 2013-09-18→ Common Stock (3,515,625 underlying)
Other
Warrants
2009-03-03$0.04/sh+16,875,000$742,500→ 25,332,847 total
Exercise: $0.04From: 2009-03-15Exp: 2014-03-15→ Common Stock (16,875,000 underlying)
Other
Common stock
2009-03-03$0.02/sh+7,500,000$150,000→ 12,567,672 total
Other
Warrants
2008-01-22+100,000→ 522,222 total
Exercise: $1.25From: 2007-09-02Exp: 2011-12-06→ Common Stock (100,000 underlying)
Other
Warrants
2008-01-22+100,000→ 622,222 total
Exercise: $1.00From: 2007-09-02Exp: 2011-12-06→ Common Stock (100,000 underlying)
Other
Convertible Note
2008-01-22$540000.00/sh+675,000$364,500,000,000→ 1,297,222 total
Exercise: $0.80From: 2008-01-22Exp: 2010-09-02→ Common Stock (675,000 underlying)
Other
Convertible Note
2008-01-22$200000.00/sh+266,666$53,333,200,000→ 1,563,888 total
Exercise: $0.75From: 2008-01-22Exp: 2009-01-22→ Common Stock (266,666 underlying)
Other
Warrants
2008-01-22+285,000→ 1,848,888 total
Exercise: $1.00From: 2008-01-22Exp: 2013-01-22→ Common Stock (285,000 underlying)
Other
Convertible Note
2008-04-14$0.75/sh+333,333$250,000→ 4,008,888 total
Exercise: $0.40From: 2008-04-14Exp: 2011-04-14→ Common Stock (1,875,000 underlying)
Other
Note Conversion
2008-09-18$0.80/sh−675,000$540,000→ 8,724,513 total
Exercise: $0.80From: 2008-01-22Exp: 2010-02-09→ Common Stock (675,000 underlying)
Other
Warrants
2008-01-22+100,000→ 422,222 total
Exercise: $1.50From: 2007-09-02Exp: 2011-12-06→ Common Stock (100,000 underlying)
Other
Warrants
2008-01-22+285,000→ 2,133,888 total
Exercise: $1.25From: 2008-01-22Exp: 2013-01-22→ Common Stock (285,000 underlying)
Other
Note Conversion
2008-09-18$0.75/sh−266,666$200,000→ 8,457,847 total
Exercise: $0.75From: 2008-01-22Exp: 2009-01-22→ Common Stock (266,666 underlying)

Holdings

Common Stock
2,755,172
Common
411,422
Common Stock Note Conversion
5,067,672
Warrants
Exercise: $7.50From: 2006-12-06Exp: 2011-12-06→ Common Stock (322,222 underlying)
322,222

Footnotes (5)

[F1]Issuance of a convertible note with warrants, and amendment of convertible note conversion terms from $1.80 to $.80 and reduction in exercise price of warrants from $7.50, $3.25 and $2.50 to $1.50, $1.25 and $1.00 respectively
[F2]The conversion price is $0.75 per share until the reporting person completes the purchase of two additional notes during the second quarter of fiscal 2008, at which time the conversion price changes to $0.40 per share.
[F3]Issuance of shares upon the conversion of outstanding convertible Notes.
[F4]The investor has agreed with the Company that he will not exercise any warrants or convert any debt that would have the investor own more than 35% of the outstanding voting stock of the company.
[F5]Issuance of shares and warrants in connection with a Bridge Loan. Shareholder is an affiliate of the Company and has agreed with the Company that he will not vote shares at any time owned of record or beneficially by him to the extent that doing so would constitute a vote representing greater than 35% of outstanding voting rights of the Company's outstanding shares at the date of such vote or meeting.

Documents

1 file

4
c82032_4x0.xmlPrimary
MAIN DOCUMENT DESCRIPTION

Issuer

SMART MOVE, INC.

CIK 0001349108

→

Entity typeother

Related Parties

filerCIK 0001416318

Filing Metadata

Form type: 4
Filed: Mar 4, 7:00 PM ET
Accepted: Mar 5, 6:38 PM ET
Size: 35.5 KB

View on SEC.gov