MORTENSEN ROBERT L 4

Accession 0001209191-09-028566

CIK 0000863680other

View on SEC.gov Company Profile

Filed

May 21, 8:00 PM ET

Accepted

May 22, 7:13 PM ET

Size

52.5 KB

Accession

0001209191-09-028566

Insider Transaction Report

Form 4

Period: 2009-05-20

CARDIOGENESIS CORP /CACGCP.PK

MORTENSEN ROBERT L

Director

Transactions

Award
Stock Option (Right to Buy)
2009-05-20$0.22/sh+50,000$11,000→ 50,000 total
Exercise: $0.22Exp: 2019-05-20→ Common Stock (50,000 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
1999-06-30$10.75/sh−7,500$80,625→ 0 total
Exercise: $10.75Exp: 2009-06-30→ Common Stock (7,500 underlying)
Award
Stock Option (Right to Buy)
1999-06-30$10.75/sh+7,500$80,625→ 7,500 total
Exercise: $10.75Exp: 2009-06-30→ Common Stock (7,500 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2000-05-31$3.88/sh−7,500$29,063→ 0 total
Exercise: $3.88Exp: 2010-05-31→ Common Stock (7,500 underlying)
Award
Stock Option (Right to Buy)
2000-05-31$3.88/sh+7,500$29,063→ 7,500 total
Exercise: $3.88Exp: 2010-05-31→ Common Stock (7,500 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2001-06-15$2.89/sh−7,500$21,675→ 0 total
Exercise: $2.89Exp: 2011-06-15→ Common Stock (7,500 underlying)
Award
Stock Option (Right to Buy)
2002-05-31$0.91/sh+7,500$6,825→ 7,500 total
Exercise: $0.91Exp: 2012-05-31→ Common Stock (7,500 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2003-06-24$0.70/sh−7,500$5,250→ 0 total
Exercise: $0.70Exp: 2013-06-24→ Common Stock (7,500 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2005-07-29$0.59/sh−7,500$4,425→ 0 total
Exercise: $0.59Exp: 2015-07-29→ Common Stock (7,500 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2007-06-18$0.25/sh−7,500$1,875→ 0 total
Exercise: $0.25Exp: 2017-06-18→ Common Stock (7,500 underlying)
Award
Stock Option (Right to Buy)
2008-05-19$0.29/sh+7,500$2,175→ 7,500 total
Exercise: $0.29Exp: 2018-05-19→ Common Stock (7,500 underlying)
Award
Stock Option (Right to Buy)
2001-06-15$2.89/sh+7,500$21,675→ 7,500 total
Exercise: $2.89Exp: 2011-06-15→ Common Stock (7,500 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2002-05-31$0.91/sh−7,500$6,825→ 0 total
Exercise: $0.91Exp: 2012-05-31→ Common Stock (7,500 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2002-05-31$0.91/sh−18,000$16,380→ 0 total
Exercise: $0.91Exp: 2012-05-31→ Common Stock (18,000 underlying)
Award
Stock Option (Right to Buy)
2002-05-31$0.91/sh+18,000$16,380→ 18,000 total
Exercise: $0.91Exp: 2012-05-31→ Common Stock (18,000 underlying)
Award
Stock Option (Right to Buy)
2003-06-24$0.70/sh+7,500$5,250→ 7,500 total
Exercise: $0.70Exp: 2013-06-24→ Common Stock (7,500 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2004-06-17$0.54/sh−7,500$4,050→ 0 total
Exercise: $0.54Exp: 2014-06-17→ Common Stock (7,500 underlying)
Award
Stock Option (Right to Buy)
2004-06-17$0.54/sh+7,500$4,050→ 7,500 total
Exercise: $0.54Exp: 2014-06-17→ Common Stock (7,500 underlying)
Award
Stock Option (Right to Buy)
2007-06-18$0.25/sh+7,500$1,875→ 7,500 total
Exercise: $0.25Exp: 2017-06-18→ Common Stock (7,500 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2008-05-19$0.29/sh−7,500$2,175→ 0 total
Exercise: $0.29Exp: 2018-05-19→ Common Stock (7,500 underlying)
Award
Stock Option (Right to Buy)
2005-07-29$0.59/sh+7,500$4,425→ 7,500 total
Exercise: $0.59Exp: 2015-07-29→ Common Stock (7,500 underlying)

Footnotes (11)

[F1]Shares subject to the option vest at 100% on the first anniversary of the grant date.
[F10]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option is fully vested.
[F11]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option is fully vested.
[F2]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option is fully vested.
[F3]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option is fully vested.
[F4]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option is fully vested.
[F5]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option is fully vested.
[F6]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option is fully vested.
[F7]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option is fully vested.
[F8]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option is fully vested.
[F9]The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option is fully vested.

Documents

2 files

Issuer

CARDIOGENESIS CORP /CA

CIK 0000863680

→

Entity typeother

Related Parties

filerCIK 0001161455

Filing Metadata

Form type: 4
Filed: May 21, 8:00 PM ET
Accepted: May 22, 7:13 PM ET
Size: 52.5 KB

View on SEC.gov