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SMITH MICRO SOFTWARE INC·4

Aug 7, 8:20 PM ET

SPERLING DAVID P 4

4 · SMITH MICRO SOFTWARE INC · Filed Aug 7, 2009

Insider Transaction Report

Form 4
Period: 2009-08-06
SMITH MICRO SOFTWARE INCSMSI
SPERLING DAVID P
CTO
Transactions
  • Exercise/Conversion

    Common Stock

    2009-08-06$1.91/sh+22,917$43,771→ 135,000 total
  • Sale

    Common Stock

    2009-08-06$11.02/sh−25,000$275,435→ 135,000 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2009-08-06$1.91/sh−22,917$43,771→ 0 total
    Exercise: $1.91Exp: 2014-07-01→ Common Stock (22,917 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2009-08-06$4.95/sh−2,083$10,311→ 72,917 total
    Exercise: $4.95Exp: 2015-07-27→ Common Stock (2,083 underlying)
  • Exercise/Conversion

    Common Stock

    2009-08-06$4.95/sh+2,083$10,311→ 135,000 total
Footnotes (2)
  • [F1]25% exercisable on 07/02/2005; balance exercisable in 36 successive equal monthly installments.
  • [F2]25% exercisable on 01/28/2006; balance exercisable in 18 successive equal monthly installments.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION