SPERLING DAVID P

CIK 00012513661 companyALISO VIEJO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001251366

Recent Transactions

50 trades

Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2010-12-07$14.86/sh−4,630→ 143,105 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2010-12-06$14.71/sh−10,370→ 143,105 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2010-11-09$4.95/sh+25,000→ 158,105 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2010-11-09$4.95/sh−25,000→ 47,917 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2010-11-09$15.01/sh−25,000→ 158,105 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2010-05-12$10.72/sh−26,431→ 158,105 total
Disposition to Issuer
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2010-02-24−464→ 184,536 total
Award
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2010-02-19+50,000→ 185,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2009-08-06$1.91/sh−22,917→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2009-08-06$1.91/sh+22,917→ 135,000 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2009-08-06$11.02/sh−25,000→ 135,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2009-08-06$4.95/sh−2,083→ 72,917 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2009-08-06$4.95/sh+2,083→ 135,000 total
Award
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2009-03-02+50,000→ 135,000 total
Award
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2008-05-16+50,000→ 85,000 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2007-05-07$16.62/sh−15,000→ 45,000 total
Award
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2007-02-19+30,000→ 60,000 total
Award
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2007-02-19$12.55/sh+100,000→ 100,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2006-05-02$3.67/sh+25,000→ 30,000 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2006-05-02$12.60/sh−25,000→ 30,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2006-05-02$3.67/sh−25,000→ 0 total
Award
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2005-07-28$4.95/sh+100,000→ 100,000 total
Award
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2005-04-21$3.67/sh+75,000→ 75,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2005-02-15$1.56/sh+10,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2005-02-15$7.60/sh−10,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2005-02-15$1.56/sh−10,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-12-14$10.05/sh−10,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-12-14$3.81/sh+10,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-12-14$3.81/sh−10,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-10-22$6.21/sh−20,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-10-22$3.81/sh+20,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-10-22$6.21/sh−10,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-10-22$1.56/sh−10,000→ 10,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-10-22$3.81/sh−20,000→ 30,000 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-10-22$1.56/sh+10,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-09-09$1.56/sh+10,000→ 0 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-09-09$5.00/sh−10,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-09-09$1.56/sh−10,000→ 20,000 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common stock
2004-08-31$4.79/sh−61,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-08-31$2.88/sh−36,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-08-31$2.88/sh−5,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-08-31$2.88/sh+5,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2004-08-31$2.88/sh−20,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-08-31$2.88/sh+36,250→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2004-08-31$2.88/sh+20,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-12-01$0.24/sh+25,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2003-12-01$0.24/sh−25,000→ 75,000 total
Sale
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-12-01$2.51/sh−25,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Common Stock
2003-09-02$1.44/sh+30,000→ 0 total
Exercise/Conversion
SMITH MICRO SOFTWARE, INC.$SMSI
Employee Stock Option (right to buy)
2003-09-02$1.44/sh−30,000→ 0 total

Companies

SMITH MICRO SOFTWARE, INC.
CTO
$SMSI

Recent Filings

Address

51 COLUMBIA SUITE 200

ALISO VIEJO, CA, 92656

View on SEC.gov