4//SEC Filing
Bennett Christine Constance 4
Accession 0001209191-09-053519
CIK 0001389072other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 5:42 PM ET
Size
11.2 KB
Accession
0001209191-09-053519
Insider Transaction Report
Form 4
Bennett Christine Constance
Director
Transactions
- Sale
Common Stock
2009-11-18$31.51/sh−1,657$52,212→ 2,857 total - Sale
Common Stock
2009-11-16$32.07/sh−1,200$38,484→ 1,657 total - Exercise/Conversion
Common Stock
2009-11-16$19.63/sh+2,857$56,083→ 4,514 total - Exercise/Conversion
Stock Option (right to buy)
2009-11-16−2,857→ 4,285 totalExercise: $19.63From: 2005-12-15Exp: 2009-12-15→ Common Stock (2,857 underlying)
Footnotes (3)
- [F1]The sale was executed in the form of the Company's Chess Depository Interests ("CDI's"), trading on the Australian Securities Exchange, and as such the sale price has been converted to a USD equivalent, adjusting for the ratio of 1 share of common stock per 35 CDI's, and the exchange rate on the date of the transaction.
- [F2]The purchase price of US$19.63 has been converted from AU$21.00 at the spot rate on the date of the transaction.
- [F3]The exercise price of US$19.63 has been converted from AU$21.00 at the spot rate on the date of the transaction.
Documents
Issuer
HeartWare International, Inc.
CIK 0001389072
Entity typeother
Related Parties
1- filerCIK 0001404800
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 5:42 PM ET
- Size
- 11.2 KB