Nuveen Tax-Advantaged Floating Rate Fund 5
5 · Nuveen Tax-Advantaged Floating Rate Fund · Filed Feb 16, 2010
Insider Transaction Report
Form 5
UBS AG
10% Owner
Transactions
- Other
Auction Preferred Stock
2009-03-31−64→ 0 total(indirect: By subsidiary - see footnote)
Footnotes (4)
- [F1]This Statement is filed jointly by UBS AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two-wholly owned subsidiaries of UBS AG to which UBS AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
- [F2]Pursuant to the Global Relief Letter referred to below, this filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
- [F3](CUSIP Nos.) 6706EV201
- [F4]At Par