Home/Filings/5/0001209191-10-009199
5//SEC Filing

Nuveen Tax-Advantaged Floating Rate Fund 5

Accession 0001209191-10-009199

CIK 0001313259other

Filed

Feb 15, 7:00 PM ET

Accepted

Feb 16, 11:00 AM ET

Size

7.0 KB

Accession

0001209191-10-009199

Insider Transaction Report

Form 5
Period: 2009-12-31
UBS AG
10% Owner
Transactions
  • Other

    Auction Preferred Stock

    2009-03-31640 total(indirect: By subsidiary - see footnote)
Footnotes (4)
  • [F1]This Statement is filed jointly by UBS AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two-wholly owned subsidiaries of UBS AG to which UBS AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
  • [F2]Pursuant to the Global Relief Letter referred to below, this filing reports holdings of the Series of Auction Preferred Stock identified in Item 1 of this Table I on an aggregated basis.
  • [F3](CUSIP Nos.) 6706EV201
  • [F4]At Par

Issuer

Nuveen Tax-Advantaged Floating Rate Fund

CIK 0001313259

Entity typeother
IncorporatedMA

Related Parties

1
  • filerCIK 0001313259

Filing Metadata

Form type
5
Filed
Feb 15, 7:00 PM ET
Accepted
Feb 16, 11:00 AM ET
Size
7.0 KB