Home/Filings/4/0001209191-10-025614
4//SEC Filing

Bennett Christine Constance 4

Accession 0001209191-10-025614

CIK 0001389072other

Filed

May 5, 8:00 PM ET

Accepted

May 6, 9:16 AM ET

Size

9.0 KB

Accession

0001209191-10-025614

Insider Transaction Report

Form 4
Period: 2010-05-04
Transactions
  • Award

    Restricted Stock Unit

    2010-05-04+1,0001,000 total
    Exp: 2020-05-04Common Stock (1,000 underlying)
  • Award

    Stock Option (right to buy)

    2010-05-04+1,0001,000 total
    Exercise: $57.07Exp: 2020-05-04Common Stock (1,000 underlying)
Footnotes (3)
  • [F1]The stock options become exercisable in four equal installments on the anniversary of the date of grant (May 4, 2011, May 4, 2012, May 4, 2013 and May 4, 2014) subject to Ms. Bennett's continuous service as a director of the Company through each such anniversary date. In addition, the stock options will immediately vest upon the occurrence of a change in control (as defined in the 2008 Stock Incentive Plan) or upon Ms. Bennett's death prior to settlement.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
  • [F3]The restricted stock units become exercisable in three equal installments on the anniversary of the date of grant (May 4, 2011, May 4, 2012 and May 4, 2013) subject to Ms. Bennett's continuous service as a director of the Company through each such anniversary date. In addition, the restricted stock units will immediately vest upon the occurrence of a change in control (as defined in the 2008 Stock Incentive Plan) or upon Ms. Bennett's death prior to settlement.

Issuer

HeartWare International, Inc.

CIK 0001389072

Entity typeother

Related Parties

1
  • filerCIK 0001404800

Filing Metadata

Form type
4
Filed
May 5, 8:00 PM ET
Accepted
May 6, 9:16 AM ET
Size
9.0 KB