4//SEC Filing
VON SIMSON ERNEST 4
Accession 0001209191-10-035950
CIK 0001368582other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 9:29 PM ET
Size
13.9 KB
Accession
0001209191-10-035950
Insider Transaction Report
Form 4
ArcSight IncARST
VON SIMSON ERNEST
Director
Transactions
- Exercise/Conversion
Common Stock
2010-06-25$0.16/sh+20,000$3,200→ 23,858 total(indirect: See Footnote 4) - Exercise/Conversion
Stock Option (Right to Buy)
2010-06-25−20,000→ 67,773 totalExercise: $0.16Exp: 2012-10-22→ Common Stock (20,000 underlying) - Sale
Common Stock
2010-06-25$23.70/sh−15,000$355,446→ 8,858 total(indirect: See Footnote 6) - Other
Common Stock
2010-06-24+2,572→ 3,858 total(indirect: See Footnote 3)
Footnotes (7)
- [F1]KPCB Holdings, Inc. ("KPCB Holdings"), as nominee for the account of entities affiliated with Kleiner Perkins Caufield & Byers ("KPCB") and others, made a pro rata distribution for no consideration of an aggregate of 1,176,056 shares of common stock of the issuer to its partners on June 24, 2010.
- [F2]Represents 1,286 shares distributed to Mr. von Simson and 1,286 shares distrubuted to Mr. von Simson's spouse in a pro rata distribution by KPCB Holdings. Excludes fractional share interests and 3,493,360 shares held by entities affiliated with KPCB, including shares that are held for convenience in the name of KPCB Holdings, as nominee for the account of entities affiliated with KPCB and others. Mr. von Simson is a limited partner in KPCB Holdings; however, Mr. von Simson does not have voting or dispositive power with respect to these shares and disclaims beneficial ownership except to the extent of his pecuniary interest in these shares.
- [F3]Represents 1,286 shares held by Mr. von Simson and 2,572 shares held by Mr. von Simson's spouse. Excludes fractional share interests and 3,493,360 shares held by entities affiliated with KPCB, including shares that are held for convenience in the name of KPCB Holdings, as nominee for the account of entities affiliated with KPCB and others. Mr. von Simson is a limited partner in KPCB Holdings; however, Mr. von Simson does not have voting or dispositive power with respect to these shares and disclaims beneficial ownership except to the extent of his pecuniary interest in these shares.
- [F4]Represents 21,286 shares held by Mr. von Simson and 2,572 shares held by Mr. von Simson's spouse. Excludes fractional share interests and 3,493,360 shares held by entities affiliated with KPCB, including shares that are held for convenience in the name of KPCB Holdings, as nominee for the account of entities affiliated with KPCB and others. Mr. von Simson is a limited partner in KPCB Holdings; however, Mr. von Simson does not have voting or dispositive power with respect to these shares and disclaims beneficial ownership except to the extent of his pecuniary interest in these shares.
- [F5]Represents a weighted average sales price per share. The prices actually received ranged from $23.63 to $23.74. The reporting person has provided to the issuer, and will provide to the SEC staff or any security holder of the issuer, information regarding the number of shares sold at each price within the range.
- [F6]Represents 6,286 shares held by Mr. von Simson and 2,572 shares held by Mr. von Simson's spouse. Excludes fractional share interests and 3,493,360 shares held by entities affiliated with KPCB, including shares that are held for convenience in the name of KPCB Holdings, as nominee for the account of entities affiliated with KPCB and others. Mr. von Simson is a limited partner in KPCB Holdings; however, Mr. von Simson does not have voting or dispositive power with respect to these shares and disclaims beneficial ownership except to the extent of his pecuniary interest in these shares.
- [F7]The option is 100% vested and exercisable.
Documents
Issuer
ArcSight Inc
CIK 0001368582
Entity typeother
Related Parties
1- filerCIK 0001187220
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 9:29 PM ET
- Size
- 13.9 KB