Home/Filings/4/A/0001209191-10-041645
4/A//SEC Filing

HANMI FINANCIAL CORP 4/A

Accession 0001209191-10-041645

$HAFCCIK 0001109242operating

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 8:43 PM ET

Size

11.5 KB

Accession

0001209191-10-041645

Insider Transaction Report

Form 4/AAmended
Period: 2010-07-21
Cho Brian
Chief Financial Officer
Transactions
  • Exercise of In-Money

    common stock

    2010-07-21$1.20/sh+20,000$24,00040,000 total
  • Exercise of In-Money

    Subscription Rights

    2010-07-2120,0000 total
    Exercise: $1.20From: 2010-06-11Exp: 2010-07-06common stock (20,000 underlying)
  • Other

    common stock

    2010-07-26$1.20/sh+30,000$36,00070,000 total
Holdings
  • Stock Option

    Exercise: $1.35From: 2010-04-08Exp: 2019-04-07common stock (15,000 underlying)
    15,000
  • Stock Option

    Exercise: $9.52From: 2008-12-03Exp: 2017-12-02common stock (30,000 underlying)
    30,000
Footnotes (3)
  • [F1]This total includes 15,000 shares of stock bonus award granted on April 8, 2009 which vests over five years.
  • [F2]20% of stock option will be vested on each anniversary date for the next five years.
  • [F3]20% of stock option will be vested on each anniversary date for the next five years.

Issuer

HANMI FINANCIAL CORP

CIK 0001109242

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001109242

Filing Metadata

Form type
4/A
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 8:43 PM ET
Size
11.5 KB