4//SEC Filing
GUTMAN JEFFREY M 4
Accession 0001209191-11-000743
CIK 0001412347other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 3:28 PM ET
Size
18.7 KB
Accession
0001209191-11-000743
Insider Transaction Report
Form 4
GUTMAN JEFFREY M
SVP, CFO & Treasurer
Transactions
- Tax Payment
Common Units (limited partner interests)
2011-01-01$24.36/sh−2,500$60,900→ 36,090 total - Award
Phantom Units
2011-01-01+1,848→ 1,848 total→ Common Units (1,848 underlying) - Exercise/Conversion
Common Units (limited partner interests)
2011-01-01+6,821→ 38,590 total - Exercise/Conversion
Phantom Units
2011-01-01−6,821→ 13,643 total→ Common Units (6,821 underlying)
Holdings
- 13,517
Phantom Units
→ Common Units
Footnotes (8)
- [F1]Each phantom unit is the economic equivalent of one common unit.
- [F2]Reflects the adjustment of the 17,446 common units previously reported on Form 3 filed 7/12/10 to give effect to the split of one common unit for approximately 1.82 common units that occurred in connection with the Issuer's initial public offering which resulted in the Reporting Person holding 31,769 common units prior to the filing of this Form 4.
- [F3]Reflects the adjustment of the 11,238 phantom units previously reported on Form 3 filed 7/12/10 to give effect to the split of one common unit for approximately 1.82 common units that occurred in connection with the Issuer's initial public offering which resulted in the Reporting Person holding 20,464 phantom units.
- [F4]The original award provided for vesting in four annual installments. One-fourth of the award vested prior to the Issuer's initial public offering. The remaining phantom units vest on 1/1/11 (reported herein), 1/1/12 and 1/1/13.
- [F5]The phantom units do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.
- [F6]The phantom units vest in four equal annual installments commencing 3/31/12.
- [F7]This line item is included solely to adjust the 7,423 phantom units reported on Form 3 filed 7/12/10 to give effect to the split of one common unit for approximately 1.82 common units that occurred in connection with the Issuer's initial public offering which resulted in the reporting Person holding 13,517 phantom units.
- [F8]The phantom units vest in full on 3/31/11.
Issuer
Oxford Resource Partners LP
CIK 0001412347
Entity typeother
Related Parties
1- filerCIK 0001492182
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 3:28 PM ET
- Size
- 18.7 KB