Anthera Pharmaceuticals Inc·4

Jan 5, 8:50 PM ET

Thompson David E. 4

4 · Anthera Pharmaceuticals Inc · Filed Jan 5, 2011

Insider Transaction Report

Form 4
Period: 2011-01-03
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2011-01-038,1513,531 total
    Exercise: $1.34Exp: 2018-06-26Common Stock (8,151 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2011-01-033,4072,434 total
    Exercise: $1.51Exp: 2019-02-18Common Stock (3,407 underlying)
  • Exercise/Conversion

    Common Stock

    2011-01-03$1.34/sh+8,151$10,9228,151 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2011-01-03$1.51/sh+3,407$5,14511,558 total(indirect: By Trust)
Holdings
  • Common Stock

    20,443
Footnotes (3)
  • [F1]The Reporting Person currently holds these shares under his own name and plans to transfer them to the David E. Thompson Revocable Trust.
  • [F2]This Stock Option, representing the right to purchase a total of 11,682 shares of common stock of the Issuer, became immediately exercisable with respect to 100% of the shares subject to this Stock Option on the June 26, 2008 vesting start date (the "Vesting Start Date"). However, all unvested shares underlying this Stock Option are subject to a right of repurchase held by the Issuer, which lapses according to the following vesting schedule: in equal monthly installments over a four-year period beginning from the Vesting Start Date. This Stock Option is completely vested on the fourth anniversary of the Vesting Start Date.
  • [F3]This Stock Option, representing the right to purchase a total of 5,841 shares of common stock of the Issuer, became immediately exercisable with respect to 100% of the shares subject to this Stock Option on the August 13, 2008 vesting start date (the "Vesting Start Date"). However, all unvested shares underlying this Stock Option are subject to a right of repurchase held by the Issuer, which lapses according to the following vesting schedule: in equal monthly installments over a four-year period beginning from the Vesting Start Date. This Stock Option is completely vested on the fourth anniversary of the Vesting Start Date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION