5/A//SEC Filing
SHERMYEN JOHN 5/A
Accession 0001209191-11-009546
CIK 0001499482other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 9:29 PM ET
Size
9.3 KB
Accession
0001209191-11-009546
Insider Transaction Report
Form 5/AAmended
SHERMYEN JOHN
DirectorChairman & CEO10% Owner
Transactions
- Purchase
Common Stock
2010-07-26$0.02/sh+718,750$12,506→ 718,750 total - Sale
Common Stock
2010-11-02$0.02/sh−58,219$1,013→ 660,531 total - Disposition to Issuer
Common Stock
2010-11-22−143,750→ 516,781 total
Footnotes (3)
- [F1]These transactions were omitted from the reporting person's first Form 4 filed by the reporting person after his original Form 3 was filed.
- [F2]Mr. Shermyen is a limited partner of LLM Structured Equity Fund L.P. and as such may also have an indirect pecuniary interest in the shares of the issuer held by LLM Structured Equity Fund LP. to the extent of such limited partnership interest. Mr. Shermyen disclaims any beneficial ownership of shares held by LLM Structured Equity Fund LP.
- [F3]67,406 of these shares were forfeited when the underwriters' over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No.333-168949), expired on January 7, 2011. In addition, up to 249,653 of the shares are subject to forfeiture on the five-year anniversary of the closing of the Issuer's initial business combination unless prior to such time the last sales price of the Issuer's common stock equals or exceeds $18.00 per share for any 20 trading days within any 30-trading day period or if the Issuer consummates a subsequent liquidation, merger, stock exchange or other similar transaction that results in all of its stockholders having the right to exchange their common stock of the Issuer for cash, securities or other property in an amount which equals or exceeds $18.00 per share.
Documents
Issuer
L&L Acquisition Corp.
CIK 0001499482
Entity typeother
Related Parties
1- filerCIK 0001419964
Filing Metadata
- Form type
- 5/A
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 9:29 PM ET
- Size
- 9.3 KB