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4//SEC Filing

ROYCE JOSEPH E 4

Accession 0001209191-11-032099

CIK 0001479920other
View on SEC.govCompany Profile

Filed

May 31, 8:00 PM ET

Accepted

Jun 1, 12:15 PM ET

Size

18.2 KB

Accession

0001209191-11-032099

Insider Transaction Report

Form 4
Period: 2011-05-31
TBS International plcTBSI
ROYCE JOSEPH E
DirectorPresident and CEO10% Owner
Transactions
  • Award

    Series A Preference Shares, par value $0.01 per share

    2011-05-31$100.00/sh+53,078$5,307,800→ 53,078 total
    → Class A Ordinary shares, par value $0.01 per share (2,653,900 underlying)
Holdings

  • Class A Ordinary Shares, par value $0.01 per share

    (indirect: By Trust)
    196,208

  • Series B Preference Shares, par value $0.01 per share

    → Class B Ordinary shares, par value $0.01 per share (568,675 underlying)
    22,747

  • Class B Ordinary Shares, par value $0.01 per share

    (indirect: By Trust)
    → Class A Ordinary Shares (2,013,517 underlying)
    2,013,517

  • Class B Ordinary Shares, par value $0.01 per share

    (indirect: By Spouse)
    → Class A Ordinary Shares (2,270,084 underlying)
    2,270,084

  • Class B Ordinary Shares, par value $0.01 per share

    (indirect: By Trust)
    → Class A Ordinary Shares (245,674 underlying)
    245,674

  • Class B Ordinary Shares, par value $0.01 per share

    (indirect: By Trust)
    → Class A Ordinary Shares (1,646,786 underlying)
    1,646,786

  • Class A Ordinary Shares, par value $0.01 per share

    (indirect: By Spouse)
    270,206

  • Class A Ordinary Shares, par value $0.01 per share

    120,202

  • Class A Ordinary Shares, par value $0.01 per share

    (indirect: By Trust)
    346,208

  • Class B Ordinary Shares, par value $0.01 per share

    → Class A Ordinary Shares (2,299,028 underlying)
    2,299,028
Footnotes (4)
  • [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  • [F2]Series B Preference Shares are convertible into Class B Ordinary Shares on a 25.0000-for-1 basis at any time and have no expiration date. If the Series B Preference Shares remain outstanding, the applicable conversion rate will change as follows: 25.6333-for-1 beginning June 30, 2011; 26.4023-for-1 beginning December 31, 2011; 27.1944-for-1 beginning June 30, 2012; 28.0102-for-1 beginning December 31, 2012; 28.8505-for-1 beginning June 30, 2013; 29.7161-for-1 beginning December 31, 2013; 30.6075-for-1 beginning June 30, 2014; and 31.5258-for-1 beginning December 31, 2014.
  • [F3]Class B Ordinary Shares currently are convertible into Class A Ordinary Shares on a one-for-one basis at any time and have no expiration date.
  • [F4]Series A Preference Shares are convertible into Class A Ordinary Shares on a 50.0000-for-1 basis at any time and have no expiration date. If the Series A Preference Shares remain outstanding, the applicable conversion rate will change as follows: 50.2500-for-1 beginning June 30, 2011; 51.7575-for-1 beginning December 31, 2011; 53.3102-for-1 beginning June 30, 2012; 54.9095-for-1 beginning December 31, 2012; 56.5568-for-1 beginning June 30, 2013; 58.2535-for-1 beginning December 31, 2013; 60.0011-for-1 beginning June 30, 2014; and 61.8012-for-1 beginning December 31, 2014.

Documents

1 file

Issuer

TBS International plc

CIK 0001479920

→
Entity typeother

Related Parties

1
  • filerCIK 0000939959

Filing Metadata

Form type
4
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 12:15 PM ET
Size
18.2 KB
View on SEC.gov