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4//SEC Filing

Levenson David N 4

Accession 0001209191-11-043728

CIK 0000874766other
View on SEC.govCompany Profile

Filed

Aug 10, 8:00 PM ET

Accepted

Aug 11, 4:08 PM ET

Size

24.3 KB

Accession

0001209191-11-043728

Insider Transaction Report

Form 4
Period: 2011-08-10
HARTFORD FINANCIAL SERVICES GROUP INC/DEHIG
Levenson David N
Executive Vice President
Transactions
  • Exercise/Conversion

    Deferred Units

    2011-08-10−219.201→ 438.402 total
    Exp: 2013-08-06→ Common Stock (213.201 underlying)
  • Disposition to Issuer

    Common Stock

    2011-08-10$20.57/sh−219.201$4,509→ 524.605 total
  • Exercise/Conversion

    Common Stock

    2011-08-10+219.201→ 743.806 total
Holdings

  • Stock Option

    Exercise: $65.99Exp: 2014-02-20→ Common Stock (2,466 underlying)
    2,466

  • Stock Option

    Exercise: $28.91Exp: 2021-03-01→ Common Stock (78,996 underlying)
    78,996

  • Restricted Stock Unit

    63,311.046

  • Restricted Units

    Exp: 2012-02-25→ Common Stock (13,420.968 underlying)
    13,420.968

  • Restricted Stock

    3,467

  • Stock Option

    Exercise: $7.04Exp: 2019-02-25→ Common Stock (9,135 underlying)
    9,135

  • Restricted Units

    Exp: 2012-11-05→ Common Stock (9,153.93 underlying)
    9,153.93

  • Restricted Units

    Exp: 2013-02-25→ Common Stock (19,856.49 underlying)
    19,856.49

  • Deferred Units

    Exp: 2011-11-05→ Common Stock (1,239.306 underlying)
    1,239.306

  • Deferred Units

    Exp: 2012-02-25→ Common Stock (1,838.536 underlying)
    1,838.536

  • Deferred Units

    Exp: 2013-05-03→ Common Stock (1,011.395 underlying)
    1,011.395
Footnotes (10)
  • [F1]Each deferred unit is the equivalent of one share of the Company's common stock. On August 10, 2011, 219.201 of the reporting person's deferred units were settled in cash based upon the Company's closing stock price on the New York Stock Exchange on August 5, 2011.
  • [F10]One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/06/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
  • [F2]All options became exercisable as of February 18, 2007.
  • [F3]7,618 options became exercisable on February 25, 2011 and 9,135 options will become exercisable on February 25, 2012.
  • [F4]One third of the options will become exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
  • [F5]Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
  • [F6]Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
  • [F7]Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (11/05/2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange. Deferred units are fully vested when credited.
  • [F8]Each deferred unit will be settled in cash as soon as practicable, an in any event, within 90 days, after the second anniversary of the grant date (2/25/2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
  • [F9]One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/03/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.

Documents

1 file

Issuer

HARTFORD FINANCIAL SERVICES GROUP INC/DE

CIK 0000874766

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Entity typeother

Related Parties

1
  • filerCIK 0001496141

Filing Metadata

Form type
4
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 4:08 PM ET
Size
24.3 KB
View on SEC.gov