4//SEC Filing
Burkhardt Roger 4
Accession 0001209191-11-055366
CIK 0001278021other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 7:41 PM ET
Size
21.4 KB
Accession
0001209191-11-055366
Insider Transaction Report
Form 4
Burkhardt Roger
Director
Transactions
- Sale
Common Stock, par value $0.003 per share
2011-11-07$28.50/sh−4,000$114,000→ 20,696 total - Exercise/Conversion
Common Stock, par value $0.003 per share
2011-11-08$10.77/sh+3,187$34,324→ 26,608 total - Exercise/Conversion
Common Stock, par value $0.003 per share
2011-11-07$16.99/sh+2,500$42,475→ 23,196 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2011-11-07−1,500→ 2,725 totalExercise: $9.72Exp: 2018-08-01→ Common Stock (1,500 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2011-11-08−2,725→ 0 totalExercise: $9.72Exp: 2018-08-01→ Common Stock (2,725 underlying) - Exercise/Conversion
Common Stock, par value $0.003 per share
2011-11-07$9.72/sh+1,500$14,580→ 24,696 total - Exercise/Conversion
Common Stock, par value $0.003 per share
2011-11-08$9.72/sh+2,725$26,487→ 23,421 total - Sale
Common Stock, par value $0.003 per share
2011-11-08$29.56/sh−5,912$174,759→ 20,696 total - Exercise/Conversion
Employee Stock Option (right to buy)
2011-11-08−3,187→ 0 totalExercise: $10.77Exp: 2019-07-30→ Common Stock (3,187 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2011-11-07−2,500→ 0 totalExercise: $16.99Exp: 2017-08-03→ Common Stock (2,500 underlying)
Holdings
- 4,000(indirect: By Spouse)
Common Stock, par value $0.003 per share
Footnotes (5)
- [F1]A portion of the proceeds of the sale of these shares was used to satisfy the exercise price.
- [F2]These transactions were executed in multiple trades at prices ranging from $29.50 to $29.67. The price reported above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
- [F3]The option was granted on August 3, 2007. The option vested and became exercisable in two equal installments on November 30, 2007 and May 31, 2008, respectively.
- [F4]The option was granted on August 1, 2008. The option vested and became exercisable in two equal installments on November 30, 2008 and May 31, 2009, respectively.
- [F5]The option was granted on July 30, 2009. The option vested and became exercisable in two equal installments on November 30, 2009 and May 31, 2010, respectively.
Documents
Issuer
MARKETAXESS HOLDINGS INC
CIK 0001278021
Entity typeother
Related Parties
1- filerCIK 0001408888
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 7:41 PM ET
- Size
- 21.4 KB