4//SEC Filing
Levenson David N 4
Accession 0001209191-11-055724
CIK 0000874766other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 4:01 PM ET
Size
23.4 KB
Accession
0001209191-11-055724
Insider Transaction Report
Form 4
Levenson David N
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2011-11-09+1,247.612→ 1,776.173 total - Exercise/Conversion
Deferred Units
2011-11-09−1,247.612→ 0 totalExp: 2011-11-05→ Common Stock (1,247.612 underlying) - Disposition to Issuer
Common Stock
2011-11-09$17.83/sh−1,247.612$22,245→ 528.561 total
Holdings
- 3,467
Restricted Stock
- 63,735.383
Restricted Stock Unit
- 2,466
Stock Option
Exercise: $65.99Exp: 2014-02-20→ Common Stock (2,466 underlying) - 9,135
Stock Option
Exercise: $7.04Exp: 2019-02-25→ Common Stock (9,135 underlying) - 78,996
Stock Option
Exercise: $28.91Exp: 2021-03-01→ Common Stock (78,996 underlying) - 13,510.92
Restricted Units
Exp: 2012-02-25→ Common Stock (13,510.92 underlying) - 9,215.283
Restricted Units
Exp: 2012-11-05→ Common Stock (9,215.283 underlying) - 19,989.576
Restricted Units
Exp: 2013-02-25→ Common Stock (19,989.576 underlying) - 1,850.859
Deferred Units
Exp: 2012-02-25→ Common Stock (1,850.859 underlying) - 1,018.174
Deferred Units
Exp: 2013-05-03→ Common Stock (1,018.174 underlying) - 441.34
Deferred Units
Exp: 2013-08-06→ Common Stock (441.34 underlying)
Footnotes (10)
- [F1]Each deferred unit is the equivalent of one share of the Company's common stock. On November 9, 2011, 1247.612 of the reporting person's deferred units were settled in cash based upon the Company's closing stock price on the New York Stock Exchange on November 4, 2011.
- [F10]One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/06/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
- [F2]All options became exercisable as of February 18, 2007.
- [F3]7,618 options became exercisable on February 25, 2011 and 9,135 options will become exercisable on February 25, 2012.
- [F4]One third of the options will become exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
- [F5]Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
- [F6]Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
- [F7]Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (11/05/2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange. Deferred units are fully vested when credited.
- [F8]Each deferred unit will be settled in cash as soon as practicable, an in any event, within 90 days, after the second anniversary of the grant date (2/25/2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
- [F9]One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/03/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
Documents
Issuer
HARTFORD FINANCIAL SERVICES GROUP INC/DE
CIK 0000874766
Entity typeother
Related Parties
1- filerCIK 0001496141
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 4:01 PM ET
- Size
- 23.4 KB