4//SEC Filing
Dahlstrom-Gutel Anita 4
Accession 0001209191-11-055944
CIK 0000107681other
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 9:12 PM ET
Size
11.6 KB
Accession
0001209191-11-055944
Insider Transaction Report
Form 4
Dahlstrom-Gutel Anita
SVP, Human Resources
Transactions
- Sale
Common Stock
2011-11-11$6.52/sh−316$2,060→ 12,572 total - Award
Option
2011-11-09+13,380→ 13,380 totalExercise: $6.24Exp: 2018-11-09→ Common Stock (13,380 underlying) - Award
Common Stock
2011-11-10+511→ 12,888 total - Award
Common Stock
2011-11-09+7,226→ 12,377 total
Footnotes (5)
- [F1]Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2012 Equity Incentive Plan. The RSUs become vested, and certificates for shares of common stock become deliverable, in three annual installments beginning on the first anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Winn-Dixie Stores, Inc. common stock.
- [F2]Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2010 Equity Incentive Plan that were subject to achievement of certain performance criteria determined as to 1/3 of the award each year beginning with the first year after grant. The aggregate performance RSU's were originally awarded on November 10, 2010. The first year performance criteria were met on November 10, 2011 and the RSU's vested as to 1/3 of the original award. Each RSU represents a right to receive one share of Winn-Dixie Stores, Inc. common stock.
- [F3]Shares sold to satisfy tax withholding obligations that became due upon the vesting of RSU's.
- [F4]The amount of securities owned balance includes 10,099 RSUs for which stock certificates will be issued upon vesting.
- [F5]The Option shall vest in equal annual installments over 3 years beginning with the first anniversary of the date of grant.
Documents
Issuer
WINN DIXIE STORES INC
CIK 0000107681
Entity typeother
Related Parties
1- filerCIK 0001510411
Filing Metadata
- Form type
- 4
- Filed
- Nov 13, 7:00 PM ET
- Accepted
- Nov 14, 9:12 PM ET
- Size
- 11.6 KB