BigBand Networks, Inc.·4

Nov 23, 2:30 PM ET

Dhar Rajive 4

4 · BigBand Networks, Inc. · Filed Nov 23, 2011

Insider Transaction Report

Form 4
Period: 2011-11-21
Dhar Rajive
SVP Strat Planning & Corp Dev
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2011-11-2134,4000 total
    Common Stock (34,400 underlying)
  • Disposition from Tender

    Common Stock

    2011-11-21$2.24/sh57,886$129,6650 total
  • Disposition to Issuer

    Restricted Stock Units

    2011-11-2122,5000 total
    Common Stock (22,500 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2011-11-2141,6670 total
    Common Stock (41,667 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2011-11-2188,0000 total
    Common Stock (88,000 underlying)
Footnotes (8)
  • [F1]Includes 2,000 shares acquired the BigBand Networks, Inc. 2007 Employee Stock Purchase Plan on November 15, 2011.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of BBND common stock.
  • [F3]The restricted stock units vest in three equal annual installments beginning on December 10, 2011.
  • [F4]Not applicable.
  • [F5]Pursuant to the provisions of the Merger Agreement between the Issuer and ARRIS Group, Inc. dated October 11, 2011, each unvested restricted stock unit will be assumed by ARRIS and converted into a restricted stock unit for 0.2055 shares of ARRIS common stock.
  • [F6]The restricted stock units vest in three equal semi-annual installments beginning on February 24, 2012.
  • [F7]The restricted stock units vest in eight equal quarterly installments beginning on February 18, 2012.
  • [F8]The restricted stock units vest in five equal semi-annual installments beginning on March 10, 2012.

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