4//SEC Filing
Smits James P 4
Accession 0001209191-11-061078
CIK 0000107681other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 5:09 PM ET
Size
7.7 KB
Accession
0001209191-11-061078
Insider Transaction Report
Form 4
Smits James P
GVP, Perishables
Transactions
- Award
Common Stock
2011-12-09+1,425→ 15,314 total - Sale
Common Stock
2011-12-13$5.21/sh−930$4,845→ 14,384 total
Footnotes (4)
- [F1]Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2010 Equity Incentive Plan that were subject to achievement of certain performance criteria determined as to 1/3 of the award each year beginning with the first year after grant. The aggregate performance RSU's were originally awarded on December 9, 2009. The second year performance criteria were met on December 9, 2011 and the RSU's vested as to 1/3 of the original award. Each RSU represents a right to receive one share of Winn-Dixie Stores, Inc. common stock.
- [F2]Shares sold to satisfy tax withholding obligations that became due upon the vesting of RSUs.
- [F3]The price shown is the weighted averge price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $5.19 to $5.21. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- [F4]The amount of securities owned balance includes 7,060 RSUs for which stock certificates will be issued upon vesting.
Documents
Issuer
WINN DIXIE STORES INC
CIK 0000107681
Entity typeother
Related Parties
1- filerCIK 0001510413
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 5:09 PM ET
- Size
- 7.7 KB