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4//SEC Filing

CAPPS ROBERT P 4

Accession 0001209191-11-061254

CIK 0000926423other

View on SEC.gov Company Profile

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 4:27 PM ET

Size

25.9 KB

Accession

0001209191-11-061254

Insider Transaction Report

Form 4

Period: 2011-12-12

MITCHAM INDUSTRIES INCMIND

DirectorChief Financial Officer

Transactions

Sale
MII Common Stock
2011-12-12$20.82/sh−61,943$1,289,653→ 16,931 total
Exercise/Conversion
Option to Purchase Common Stock
2011-12-12$4.65/sh−11,667$54,252→ 0 total
Exercise: $4.65From: 2010-07-23Exp: 2019-07-23→ MII Common Stock (11,667 underlying)
Exercise/Conversion
Option to Purchase Common Stock
2011-12-12$6.40/sh−5,000$32,000→ 0 total
Exercise: $6.40From: 2010-05-27Exp: 2020-05-27→ MII Common Stock (5,000 underlying)
Exercise/Conversion
Option to Purchase Common Stock
2011-12-12$6.40/sh−5,000$32,000→ 0 total
Exercise: $6.40From: 2011-05-27Exp: 2020-05-27→ MII Common Stock (5,000 underlying)
Exercise/Conversion
Option to Purchase Common Stock
2011-12-12$8.98/sh−21,110$189,568→ 3,890 total
Exercise: $8.98From: 2006-07-21Exp: 2015-07-21→ MII Common Stock (21,110 underlying)
Exercise/Conversion
Option to Purchase Common Stock
2011-12-13$8.98/sh−3,890$34,932→ 0 total
Exercise: $8.98From: 2006-07-21Exp: 2015-07-21→ MII Common Stock (3,890 underlying)
Exercise/Conversion
MII Common Stock
2011-12-12$6.40/sh+10,000$64,000→ 57,764 total
Sale
MII Common Stock
2011-12-13$20.60/sh−3,890$80,134→ 16,931 total
Exercise/Conversion
Option to Purchase Common Stock
2011-12-12$4.65/sh−11,667$54,252→ 0 total
Exercise: $4.65From: 2011-07-23Exp: 2019-07-23→ MII Common Stock (11,667 underlying)
Exercise/Conversion
MII Common Stock
2011-12-12$8.98/sh+21,110$189,568→ 78,874 total
Exercise/Conversion
MII Common Stock
2011-12-13$8.98/sh+3,890$34,932→ 20,821 total
Exercise/Conversion
MII Common Stock
2011-12-12$4.65/sh+23,334$108,503→ 47,764 total

Footnotes (2)

[F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $20.90, inclusive. The reporting person undertakes to provide to Mitcham Industries, Inc., any security holder of Mitcham Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.
[F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.60 to $20.70, inclusive. .

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

MITCHAM INDUSTRIES INC

CIK 0000926423

Entity typeother

Related Parties

1

filerCIK 0001233504

Filing Metadata

Form type: 4
Filed: Dec 13, 7:00 PM ET
Accepted: Dec 14, 4:27 PM ET
Size: 25.9 KB

View on SEC.gov