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Home/Filings/4/0001209191-11-061323
4//SEC Filing

DiTonno Anthony A 4

Accession 0001209191-11-061323

CIK 0001385830other
View on SEC.govCompany Profile

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 5:52 PM ET

Size

61.1 KB

Accession

0001209191-11-061323

Insider Transaction Report

Form 4
Period: 2011-12-12
NeurogesX IncNGSX
DiTonno Anthony A
DirectorPresident, CEO and Director
Transactions
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+370→ 370 total
    Exercise: $1.07Exp: 2018-12-12→ Common Stock (370 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−52,407→ 0 total
    Exercise: $2.70Exp: 2014-04-28→ Common Stock (52,407 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+34,938→ 34,938 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (34,938 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−12,592→ 0 total
    Exercise: $2.70Exp: 2014-04-28→ Common Stock (12,592 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+18,173→ 18,173 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (18,173 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−4,444→ 0 total
    Exercise: $11.25Exp: 2017-01-05→ Common Stock (4,444 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+1,111→ 1,111 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (1,111 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+8,394→ 8,394 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (8,394 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+18,173→ 18,173 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (18,173 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−48,000→ 0 total
    Exercise: $8.63From: 2008-10-02Exp: 2017-10-02→ Common Stock (48,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+3,650→ 3,650 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (3,650 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+2,143→ 2,143 total
    Exercise: $1.07Exp: 2018-12-12→ Common Stock (2,143 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−27,260→ 0 total
    Exercise: $1.95From: 2006-03-15Exp: 2015-03-15→ Common Stock (27,260 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−21,941→ 0 total
    Exercise: $3.75Exp: 2016-03-15→ Common Stock (21,941 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+2,742→ 2,742 total
    Exercise: $1.07Exp: 2018-12-12→ Common Stock (2,742 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−27,260→ 0 total
    Exercise: $1.95Exp: 2015-03-15→ Common Stock (27,260 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+8,228→ 8,228 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (8,228 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+1,389→ 1,389 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (1,389 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+24,000→ 24,000 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (24,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−11,587→ 0 total
    Exercise: $8.63Exp: 2017-10-02→ Common Stock (11,587 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−20,413→ 0 total
    Exercise: $8.63Exp: 2017-10-02→ Common Stock (20,413 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+6,430→ 6,430 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (6,430 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+3,776→ 3,776 total
    Exercise: $1.07Exp: 2018-12-12→ Common Stock (3,776 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−5,556→ 0 total
    Exercise: $11.25Exp: 2017-01-05→ Common Stock (5,556 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+463→ 463 total
    Exercise: $1.07Exp: 2018-12-12→ Common Stock (463 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    96,000

  • Common Stock

    11,283
Footnotes (16)
  • [F1]Includes 1,333 shares purchased on May 16, 2011 and 1,333 shares purchased on November 15, 2011, both under the 2007 Employee Stock Purchase Plan.
  • [F10]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 5, 2007 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 1,111 non-qualified stock options for the fully-vested portion of the January 5, 2007 grant and 370 non-qualified stock options for the unvested portion of that January 5, 2007 grant.
  • [F11]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 5, 2007 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 1,389 non-qualified stock options for the fully-vested portion of the January 5, 2007 grant and 463 non-qualified stock options for the unvested portion of that January 5, 2007 grant.
  • [F12]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on October 2, 2007 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 24,000 non-qualified stock options.
  • [F13]The non-qualified stock option vests in full by September 26, 2013. The vesting will accelerate upon the attainment by the Company of certain milestones.
  • [F14]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on October 2, 2007 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 3,650 non-qualified stock options for the fully-vested portion of the October 2, 2007 grant and 2,143 non-qualified stock options for the unvested portion of that October 2, 2007 grant.
  • [F15]The non-qualified stock option vests in full by September 26, 2014. The vesting will accelerate upon the attainment by the Company of certain milestones.
  • [F16]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on October 2, 2007 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 6,430 non-qualified stock options for the fully-vested portion of the October 2, 2007 grant and 3,776 non-qualified stock options for the unvested portion of that October 2, 2007 grant.
  • [F2]The stock option provided for vesting in full on the sixth anniversary of the grant date. The vesting would have accelerated upon the attainment by the Company of certain milestones.
  • [F3]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on April 28, 2004 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 34,938 non-qualified stock options.
  • [F4]The non-qualified stock option provides for vesting as to 1/12 of the option shares monthly after the grant date.
  • [F5]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on April 28, 2004 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 8,394 non-qualified stock options.
  • [F6]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on March 15, 2005 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 18,173 non-qualified stock options.
  • [F7]The option provided for vesting as to ? of the option shares on this date and as to an additional ? of the option shares on the first, second and third anniversaries thereof.
  • [F8]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on March 15, 2006 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 8,228 non-qualified stock options for the fully-vested portion of the March 15, 2006 grant and 2,742 non-qualified stock options for the unvested portion of that March 15, 2006 grant.
  • [F9]The non-qualified stock option vests in full on the seventh anniversary of the grant date. The vesting will accelerate upon the attainment by the Company of certain milestones.

Documents

1 file

Issuer

NeurogesX Inc

CIK 0001385830

→
Entity typeother

Related Parties

1
  • filerCIK 0001395876

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 5:52 PM ET
Size
61.1 KB
View on SEC.gov