GUTMAN JEFFREY M 4
4 · Oxford Resource Partners LP · Filed Jan 4, 2012
Insider Transaction Report
Form 4
GUTMAN JEFFREY M
SVP, CFO & Treasurer
Transactions
- Award
Phantom Units
2012-01-01+8,984→ 8,984 total→ Common Units (8,984 underlying) - Tax Payment
Common Units (limited partner interests)
2012-01-01$15.03/sh−3,353$50,396→ 23,417 total - Exercise/Conversion
Phantom Units
2012-01-01−6,821→ 6,822 total→ Common Units (6,821 underlying) - Exercise/Conversion
Common Units (limited partner interests)
2012-01-01+6,821→ 26,770 total
Footnotes (4)
- [F1]Each phantom unit is the economic equivalent of one common unit.
- [F2]The original award provided for vesting in four annual installments. One-fourth of the award vested prior to the Issuer's initial public offering. The remaining phantom units vest on 1/1/11; 1/1/12 and 1/1/13.
- [F3]The phantom units do not expire. The phantom units are settled upon vesting in common units (on a one-for-one basis) or in cash, at the discretion of the Issuer.
- [F4]Vests in four equal annual installments commencing on 3/31/13 and each of the three anniversaries of such date.