Home/Filings/4/0001209191-12-014656
4//SEC Filing

Levenson David N 4

Accession 0001209191-12-014656

CIK 0000874766other

Filed

Feb 29, 7:00 PM ET

Accepted

Mar 1, 6:01 PM ET

Size

27.9 KB

Accession

0001209191-12-014656

Insider Transaction Report

Form 4
Period: 2012-02-28
Levenson David N
Executive Vice President
Transactions
  • Disposition to Issuer

    Common Stock

    2012-02-29$20.48/sh1,861.869$38,131539.495 total
  • Exercise/Conversion

    Deferred Units

    2012-02-291,861.8690 total
    Exp: 2012-02-25Common Stock (1,861.869 underlying)
  • Award

    Stock Option

    2012-02-28+121,457121,457 total
    Exercise: $20.63Exp: 2022-02-28Common Stock (121,457 underlying)
  • Exercise/Conversion

    Common Stock

    2012-03-01+13,591.29414,130.789 total
  • Exercise/Conversion

    Common Stock

    2012-02-29+1,861.8692,401.364 total
  • Exercise/Conversion

    Restricted Units

    2012-03-0113,591.2940 total
    Exp: 2012-02-25Common Stock (13,591.294 underlying)
  • Disposition to Issuer

    Common Stock

    2012-03-01$20.48/sh13,591.294$278,350539.495 total
Holdings
  • Stock Option

    Exercise: $65.99Exp: 2014-02-20Common Stock (2,466 underlying)
    2,466
  • Deferred Units

    Exp: 2013-08-06Common Stock (443.965 underlying)
    443.965
  • Stock Option

    Exercise: $28.91Exp: 2021-03-01Common Stock (78,996 underlying)
    78,996
  • Restricted Units

    Exp: 2013-02-25Common Stock (20,108.49 underlying)
    20,108.49
  • Restricted Units

    Exp: 2012-11-05Common Stock (9,270.103 underlying)
    9,270.103
  • Deferred Units

    Exp: 2013-05-03Common Stock (1,024.231 underlying)
    1,024.231
  • Restricted Stock

    3,467
  • Stock Option

    Exercise: $7.04Exp: 2019-02-25Common Stock (9,135 underlying)
    9,135
  • Restricted Stock Unit

    64,114.534
Footnotes (9)
  • [F1]Each deferred unit is equal to one share of the Company's common stock. On February 29, 2012, 1861.869 of the reporting person's deferred units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on February 24, 2012.
  • [F2]Each restricted unit is equal to one share of the Company's common stock. On March 1, 2012, 13,591.294 of the reporting person's restricted units were settled for cash based upon the Company's closing stock price on the New York Stock Exchange on February 24, 2012.
  • [F3]All options became exercisable as of February 18, 2007.
  • [F4]All options became exercisable on February 25, 2012.
  • [F5]One third of the options became exercisable on March 1, 2012, an additional one third of the options will become exercisable on March 1, 2013, and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
  • [F6]One third of the options will become exercisable on February 28, 2013, an additional one third of the options will become exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
  • [F7]Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
  • [F8]One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/03/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
  • [F9]One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/06/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.

Issuer

HARTFORD FINANCIAL SERVICES GROUP INC/DE

CIK 0000874766

Entity typeother

Related Parties

1
  • filerCIK 0001496141

Filing Metadata

Form type
4
Filed
Feb 29, 7:00 PM ET
Accepted
Mar 1, 6:01 PM ET
Size
27.9 KB