4//SEC Filing
Sugden Chris 4
Accession 0001209191-12-015932
CIK 0001444363other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 9:36 PM ET
Size
5.7 KB
Accession
0001209191-12-015932
Insider Transaction Report
Form 4
Sugden Chris
Director
Transactions
- Award
Common Stock
2012-03-01+14,151→ 5,434,237 total(indirect: See Footnote)
Footnotes (3)
- [F1]Restricted stock award, which restrictions lapse monthly over one year, beginning on the day immediately following the Company's 2012 Annual Meeting of Stockholders.
- [F2]Includes 9,352 shares acquired through a restricted stock award on October 25, 2011. Such shares vest in eight (8) installments on a monthly basis commencing on November 16, 2011, with 5/12ths of the shares vesting on such date and 1/12th of the shares vesting on the 16th day of each successive month until all of the shares are vested. As of the date of this report, 6,233 shares are vested and 3,119 shares are unvested
- [F3]Mr. Sugden, one of the Issuer's directors, is a member of Edison Partners IV SBIC, LLC, the general partner of Edison Venture Fund IV SBIC, L.P. Mr. Sugden disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Voting and dispositive authority of the shares held by Edison Venture Fund IV SBIC, L.P. are shared by John Martinson, Joseph Allegra, Gary Golding, Ross Martinson and Christopher Sugden, each a member of Edison Partners IV SBIC, LLC.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeother
Related Parties
1- filerCIK 0001472449
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 9:36 PM ET
- Size
- 5.7 KB