4//SEC Filing
Dunleavy Charles F 4
Accession 0001209191-12-034871
CIK 0001378140other
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 4:01 PM ET
Size
12.8 KB
Accession
0001209191-12-034871
Insider Transaction Report
Form 4
Dunleavy Charles F
DirectorCFO, SVP, Treasurer and Sec.
Transactions
- Tax Payment
Common Stock
2012-06-14−2,962→ 155,257 total - Disposition to Issuer
Common Stock
2012-06-14−13,300→ 158,219 total - Award
Employee Stock Option (Right to Buy)
2012-06-19+6,980→ 6,980 totalExercise: $2.01Exp: 2022-06-18→ Common Stock (6,980 underlying) - Award
Employee Stock Option (Right to Buy)
2012-06-13+35,000→ 35,000 totalExercise: $2.00Exp: 2022-06-12→ Common Stock (35,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2012-06-14−1,242→ 1,242 totalExercise: $4.05Exp: 2021-06-13→ Common Stock (1,242 underlying)
Footnotes (5)
- [F1]Represents portion of previously granted shares of restricted common stock which will not vest. Vesting is based on performance during the fiscal year ended April 30, 2012.
- [F2]Represents shares delivered back to the Company for payment of tax liability related to shares that vested.
- [F3]Exercisable in five equal annual installments beginning one year after date of grant.
- [F4]Exercisable in annual installments over three years, beginning one year after the date of grant, based on performance.
- [F5]Represents portion of previously granted options to purchase common stock which will not vest. Vesting is based on performance during the fiscal year ended April 30, 2012.
Documents
Issuer
Ocean Power Technologies, Inc.
CIK 0001378140
Entity typeother
Related Parties
1- filerCIK 0001397130
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 4:01 PM ET
- Size
- 12.8 KB