4//SEC Filing
Farrell Lauren 4
Accession 0001209191-12-046094
CIK 0001389072other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 8:13 PM ET
Size
15.8 KB
Accession
0001209191-12-046094
Insider Transaction Report
Form 4
Farrell Lauren
VP, Finance
Transactions
- Exercise/Conversion
Common Stock
2012-09-16+1,000→ 100 total - Sale
Common Stock
2012-09-17$92.49/sh−220$20,348→ 745 total - Sale
Common Stock
2012-09-18$92.84/sh−38$3,528→ 676 total - Sale
Common Stock
2012-09-17$91.68/sh−35$3,209→ 965 total - Sale
Common Stock
2012-09-18$91.93/sh−31$2,850→ 714 total - Exercise/Conversion
Restricted Stock Unit
2012-09-16−1,000→ 7,250 totalFrom: 2012-09-16Exp: 2012-09-16→ Common Stock (1,000 underlying)
Footnotes (7)
- [F1]On September 16, 2009, the reporting person was granted restricted stock units to acquire 3,000 shares of HeartWare International common stock. The award vested in three equal annual installments commencing on September 16, 2010. On September 16, 2012, 1,000 shares of common stock were automatically issued to the reporting person.
- [F2]These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The sale proceeds were utilized to pay all payroll taxes related to the vesting of restricted stock units and receipt of the related shares reported on this Form 4.
- [F3]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $91.13 to $92.12. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F4]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $92.13 to $92.75. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F5]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $91.23 to $92.21. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F6]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $92.25 to $93.11. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F7]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
Documents
Issuer
HeartWare International, Inc.
CIK 0001389072
Entity typeother
Related Parties
1- filerCIK 0001321437
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 8:13 PM ET
- Size
- 15.8 KB