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4//SEC Filing

McDuffie Laura 4

Accession 0001209191-12-053518

CIK 0001011064other
View on SEC.govCompany Profile

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 4:25 PM ET

Size

32.7 KB

Accession

0001209191-12-053518

Insider Transaction Report

Form 4
Period: 2012-11-14
SUNRISE SENIOR LIVING INCSRZ
McDuffie Laura
Head of Operations
Transactions
  • Exercise/Conversion

    Common Stock

    2012-11-14$12.07/sh+2,500$30,175→ 113,614 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-11-15+20,000→ 0 total
    Exercise: $4.35Exp: 2019-11-04→ Common Stock (20,000 underlying)
  • Sale

    Common Stock

    2012-11-15$14.29/sh−10,000$142,900→ 111,114 total
  • Sale

    Common Stock

    2012-11-15$14.29/sh−13,333$190,537→ 111,114 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-11-15+13,333→ 6,667 total
    Exercise: $3.37Exp: 2020-11-01→ Common Stock (13,333 underlying)
  • Sale

    Common Stock

    2012-11-14$14.33/sh−2,500$35,825→ 111,114 total
  • Sale

    Common Stock

    2012-11-15$14.29/sh−20,000$285,800→ 111,114 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-11-15+20,000→ 0 total
    Exercise: $1.37Exp: 2018-12-23→ Common Stock (20,000 underlying)
  • Exercise/Conversion

    Common Stock

    2012-11-15$4.35/sh+20,000$87,000→ 131,114 total
  • Exercise/Conversion

    Common Stock

    2012-11-15$1.37/sh+20,000$27,400→ 131,114 total
  • Exercise/Conversion

    Common Stock

    2012-11-15$0.77/sh+10,000$7,700→ 121,114 total
  • Sale

    Common Stock

    2012-11-15$14.29/sh−20,000$285,800→ 111,114 total
  • Exercise/Conversion

    Common Stock

    2012-11-15$3.37/sh+13,333$44,932→ 124,447 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-11-14+2,500→ 0 total
    Exercise: $12.07From: 2006-11-15Exp: 2012-11-15→ Common Stock (2,500 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-11-15+10,000→ 0 total
    Exercise: $0.77Exp: 2019-02-25→ Common Stock (10,000 underlying)
Footnotes (11)
  • [F1]These transactions were effected for tax planning purposes.
  • [F10]Represents an employee stock option to purchase 20,000 shares granted to the reporting person on November 4, 2009. The employee stock option to purchase 20,000 shares vested in three equal installments on November 4, 2010, November 4, 2011 and November 4, 2012.
  • [F11]Represents a portion of an employee stock option to purchase 20,000 shares granted to the reporting person on November 1, 2010. The employee stock option to purchase 20,000 shares vests in three equal installments on November 1, 2011, November 1, 2012 and November 1, 2013.
  • [F2]The reporting person exercised an employee stock option to purchase 2,500 shares at an exercise price of $12.07 per share.
  • [F3]The reporting person exercised an employee stock option to purchase 20,000 shares at an exercise price of $1.37 per share.
  • [F4]The reporting person exercised an employee stock option to purchase 10,000 shares at an exercise price of $0.77 per share.
  • [F5]The reporting person exercised an employee stock option to purchase 20,000 shares at an exercise price of $4.35 per share.
  • [F6]The reporting person exercised a portion of an employee stock option to purchase 20,000 shares at an exercise price of $3.37 per share.
  • [F7]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.29 to $14.295, inclusive. The reporting person undertakes to provide to Sunrise Senior Living, Inc. ("Sunrise"), any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  • [F8]Represents an employee stock option to purchase 20,000 shares granted to the reporting person on December 23, 2008. The employee stock option to purchase 20,000 shares vested in three equal installments on December 23, 2009, December 23, 2010 and December 23, 2011.
  • [F9]Represents an employee stock option to purchase 10,000 shares granted to the reporting person on February 25, 2009. The employee stock option to purchase 10,000 shares vested in three equal installments on February 25, 2010, February 25, 2011 and February 25, 2012.

Documents

1 file

Issuer

SUNRISE SENIOR LIVING INC

CIK 0001011064

→
Entity typeother

Related Parties

1
  • filerCIK 0001543891

Filing Metadata

Form type
4
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:25 PM ET
Size
32.7 KB
View on SEC.gov