DALTON JAMES T 4
4 · GTX INC /DE/ · Filed Jan 18, 2013
Insider Transaction Report
Form 4
GTX INC /DE/GTXI
DALTON JAMES T
VP, Chief Scientific Officer
Transactions
- Sale
Common Stock
2013-01-17$5.20/sh−20,000$104,020→ 0 total - Exercise/Conversion
Common Stock
2013-01-17$2.65/sh+20,000$53,000→ 20,000 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2013-01-17−20,000→ 30,000 totalExercise: $2.65Exp: 2020-12-31→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]An aggregate of 20,000 options were sold in multiple trades on January 17, 2013 at prices ranging from $5.20 to $5.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, GTx, Inc. or a shareholder of GTx, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- [F2]10,000 options vested and became exercisable on January 1, 2012; 10,000 options vested and became exercisable on January 1, 2013; 10,000 options will vest and become exercisable on January 1, 2014; 10,000 options will vest and become exercisable on January 1, 2015; and 10,000 options will vest and become exercisable on 2016.
- [F3]Not applicable.