Home/Filings/4/0001209191-13-003652
4//SEC Filing

DALTON JAMES T 4

Accession 0001209191-13-003652

CIK 0001260990other

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 4:45 PM ET

Size

9.2 KB

Accession

0001209191-13-003652

Insider Transaction Report

Form 4
Period: 2013-01-17
DALTON JAMES T
VP, Chief Scientific Officer
Transactions
  • Sale

    Common Stock

    2013-01-17$5.20/sh20,000$104,0200 total
  • Exercise/Conversion

    Common Stock

    2013-01-17$2.65/sh+20,000$53,00020,000 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2013-01-1720,00030,000 total
    Exercise: $2.65Exp: 2020-12-31Common Stock (20,000 underlying)
Footnotes (3)
  • [F1]An aggregate of 20,000 options were sold in multiple trades on January 17, 2013 at prices ranging from $5.20 to $5.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, GTx, Inc. or a shareholder of GTx, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  • [F2]10,000 options vested and became exercisable on January 1, 2012; 10,000 options vested and became exercisable on January 1, 2013; 10,000 options will vest and become exercisable on January 1, 2014; 10,000 options will vest and become exercisable on January 1, 2015; and 10,000 options will vest and become exercisable on 2016.
  • [F3]Not applicable.

Issuer

GTX INC /DE/

CIK 0001260990

Entity typeother

Related Parties

1
  • filerCIK 0001314981

Filing Metadata

Form type
4
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 4:45 PM ET
Size
9.2 KB