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|5Feb 14, 11:51 AM ET

BARTOL RITA MARIE 5

5 · FINANCIAL INSTITUTIONS INC · Filed Feb 14, 2013

Insider Transaction Report

Form 5
Period: 2012-12-31
FINANCIAL INSTITUTIONS INCFISI
BARTOL RITA MARIE
Senior Vice President
Transactions
  • Discretionary Transaction

    Common Stock

    2011-01-21$19.37/sh+765$14,818→ 765 total(indirect: By 401(k))
  • Discretionary Transaction

    Common Stock

    2011-04-21$16.56/sh+137$2,269→ 924 total(indirect: By 401(k))
  • Sale

    Common Stock

    2011-07-21$16.81/sh−48$807→ 906 total(indirect: By 401(k))
  • Discretionary Transaction

    Common Stock

    2011-10-21$15.05/sh−17$256→ 919 total(indirect: By 401(k))
  • Purchase

    Common Stock

    2012-01-23$16.58/sh+25$414→ 974 total(indirect: By 401(k))
  • Sale

    Common Stock

    2012-02-09$16.80/sh−37$622→ 940 total(indirect: By 401(k))
  • Purchase

    Common Stock

    2012-05-10$16.81/sh+55$925→ 1,064 total(indirect: By 401(k))
  • Sale

    Common Stock

    2012-08-10$17.16/sh−46$789→ 1,062 total(indirect: By 401(k))
  • Discretionary Transaction

    Common Stock

    2012-11-12$18.14/sh−59$1,070→ 1,087 total(indirect: By 401(k))
  • Discretionary Transaction

    Common Stock

    2012-12-21$18.37/sh−1,118$20,538→ 15 total(indirect: By 401(k))
Holdings

  • Common Stock

    (indirect: By 401(k))
    935

  • Common Stock

    4,088
Footnotes (12)
  • [F1]Acquired 22 shares of FISI Common Stock from new money contributions under the 401(K) plan between 1/21/2011 and 4/21/2011.
  • [F10]Acquired 44 shares of FISI Common Stock from new money contributions under the 401(K) plan between 5/11/2012 and 8/10/2012.
  • [F11]Acquired 84 shares of FISI Common Stock from new money contributions under the 401(K) plan between 8/11/2012 and 11/12/2012.
  • [F12]Acquired 46 shares of FISI Common Stock from new money contributions under the 401(K) plan between 11/13/2012 and 12/21/2012.
  • [F2]Acquired 30 shares of FISI Common Stock from new money contributions under the 401(K) plan between 4/22/2011 and 7/21/2011.
  • [F3]Acquired 30 shares of FISI Common Stock from new money contributions under the 401(K) plan between 7/22/2011 and 10/21/2011.
  • [F4]Acquired 16 shares of FISI Common Stock from new money contributions under the 401(K) plan between 7/22/2011 and 12/31/2011.
  • [F5]Acquired 14 shares of FISI Common Stock from new money contributions under the 401(K) plan between 1/1/2012 and 1/23/2012.
  • [F6]This transaction resulted from a reallocation of funds within Ms. Bartol's 401k account. The reallocation resulted in the disposition of a relatively small number of shares of FISI common stock from the FISI stock fund. The issuer has determined the amount of the short-swing profit resulting from this transaction to be in the amount of $5.59 and such amount has been paid by Ms. Bartol to the issuer.
  • [F7]Acquired 3 shares of FISI Common Stock from new money contributions under the 401(K) plan between 1/24/2012 and 2/9/2012.
  • [F8]Acquired 69 shares of FISI Common Stock from new money contributions under the 401(K) plan between 2/10/2012 and 5/10/2012.
  • [F9]This transaction resulted from a reallocation of funds within Ms. Bartol's 401k account. The reallocation resulted in the disposition of a relatively small number of shares of FISI common stock from the FISI stock fund. The issuer has determined the amount of the short-swing profit resulting from this transaction to be in the amount of $16.36 and such amount has been paid by Ms. Bartol to the issuer.

Documents

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    FORM 5 SUBMISSION