BARTOL RITA MARIE 5

Accession 0001209191-13-008692

CIK 0000862831other

View on SEC.gov Company Profile

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 11:51 AM ET

Size

24.0 KB

Accession

0001209191-13-008692

Insider Transaction Report

Form 5

Period: 2012-12-31

FINANCIAL INSTITUTIONS INCFISI

BARTOL RITA MARIE

Senior Vice President

Transactions

Discretionary Transaction
Common Stock
2011-01-21$19.37/sh+765$14,818→ 765 total(indirect: By 401(k))
Discretionary Transaction
Common Stock
2011-04-21$16.56/sh+137$2,269→ 924 total(indirect: By 401(k))
Sale
Common Stock
2011-07-21$16.81/sh−48$807→ 906 total(indirect: By 401(k))
Discretionary Transaction
Common Stock
2011-10-21$15.05/sh−17$256→ 919 total(indirect: By 401(k))
Purchase
Common Stock
2012-01-23$16.58/sh+25$414→ 974 total(indirect: By 401(k))
Sale
Common Stock
2012-02-09$16.80/sh−37$622→ 940 total(indirect: By 401(k))
Purchase
Common Stock
2012-05-10$16.81/sh+55$925→ 1,064 total(indirect: By 401(k))
Sale
Common Stock
2012-08-10$17.16/sh−46$789→ 1,062 total(indirect: By 401(k))
Discretionary Transaction
Common Stock
2012-11-12$18.14/sh−59$1,070→ 1,087 total(indirect: By 401(k))
Discretionary Transaction
Common Stock
2012-12-21$18.37/sh−1,118$20,538→ 15 total(indirect: By 401(k))

Holdings

Common Stock
(indirect: By 401(k))
935
Common Stock
4,088

Footnotes (12)

[F1]Acquired 22 shares of FISI Common Stock from new money contributions under the 401(K) plan between 1/21/2011 and 4/21/2011.
[F10]Acquired 44 shares of FISI Common Stock from new money contributions under the 401(K) plan between 5/11/2012 and 8/10/2012.
[F11]Acquired 84 shares of FISI Common Stock from new money contributions under the 401(K) plan between 8/11/2012 and 11/12/2012.
[F12]Acquired 46 shares of FISI Common Stock from new money contributions under the 401(K) plan between 11/13/2012 and 12/21/2012.
[F2]Acquired 30 shares of FISI Common Stock from new money contributions under the 401(K) plan between 4/22/2011 and 7/21/2011.
[F3]Acquired 30 shares of FISI Common Stock from new money contributions under the 401(K) plan between 7/22/2011 and 10/21/2011.
[F4]Acquired 16 shares of FISI Common Stock from new money contributions under the 401(K) plan between 7/22/2011 and 12/31/2011.
[F5]Acquired 14 shares of FISI Common Stock from new money contributions under the 401(K) plan between 1/1/2012 and 1/23/2012.
[F6]This transaction resulted from a reallocation of funds within Ms. Bartol's 401k account. The reallocation resulted in the disposition of a relatively small number of shares of FISI common stock from the FISI stock fund. The issuer has determined the amount of the short-swing profit resulting from this transaction to be in the amount of $5.59 and such amount has been paid by Ms. Bartol to the issuer.
[F7]Acquired 3 shares of FISI Common Stock from new money contributions under the 401(K) plan between 1/24/2012 and 2/9/2012.
[F8]Acquired 69 shares of FISI Common Stock from new money contributions under the 401(K) plan between 2/10/2012 and 5/10/2012.
[F9]This transaction resulted from a reallocation of funds within Ms. Bartol's 401k account. The reallocation resulted in the disposition of a relatively small number of shares of FISI common stock from the FISI stock fund. The issuer has determined the amount of the short-swing profit resulting from this transaction to be in the amount of $16.36 and such amount has been paid by Ms. Bartol to the issuer.

Documents

1 file

5
doc5.xmlPrimary
FORM 5 SUBMISSION

Issuer

FINANCIAL INSTITUTIONS INC

CIK 0000862831

→

Entity typeother

Related Parties

filerCIK 0001507564

Filing Metadata

Form type: 5
Filed: Feb 13, 7:00 PM ET
Accepted: Feb 14, 11:51 AM ET
Size: 24.0 KB

View on SEC.gov