Beaty Ross J 5
5 · NORD RESOURCES CORP · Filed Apr 19, 2013
Insider Transaction Report
Form 5
Beaty Ross J
10% Owner
Transactions
- Award
15% convertible note
2012-07-24$25000.00/sh+625,000$15,625,000,000→ 625,000 total(indirect: By 864930 B.C. Ltd.)Exercise: $0.04From: 2012-07-24Exp: 2013-06-30→ Common (625,000 underlying) - Other
Purchase warrant
2012-06-05$13015000.00/sh−34,250,000$445,763,750,000,000→ 0 total(indirect: By 864930 B.C. Ltd.)Exercise: $0.38From: 2009-11-13Exp: 2012-06-05→ Common (34,250,000 underlying) - Other
15% convertible note
2012-07-24$2753.42/sh+68,835$189,531,666→ 693,835 total(indirect: By 864930 B.C. Ltd.)Exercise: $0.04From: 2013-04-17Exp: 2013-06-30→ Common (68,835 underlying)
Footnotes (3)
- [F1]The expiration of 34,250,000 common stock purchase warrants held by Mr. Beaty, each with an exercise price of $0.38 per share of common stock.
- [F2]This figure corresponds to the expiration of Mr. Beaty's 34,250,000 common stock purchase warrants.
- [F3]This figure corresponds to the accrued interest on the 15% convertible note as of April 17, 2013, which is convertible into common stock on identical terms to the 15% convertible note.