Home/Filings/4/0001209191-13-027322
4//SEC Filing

Smith Lance L. 4

Accession 0001209191-13-027322

CIK 0001383729other

Filed

May 16, 8:00 PM ET

Accepted

May 17, 5:46 PM ET

Size

15.4 KB

Accession

0001209191-13-027322

Insider Transaction Report

Form 4
Period: 2013-05-15
Smith Lance L.
Chief Operating Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2013-05-15$1.96/sh+6,250$12,25019,583 total
  • Sale

    Common Stock

    2013-05-15$15.12/sh19,583$296,1200 total
  • Exercise/Conversion

    Employee stock option (right to buy)

    2013-05-156,250100,000 total
    Exercise: $1.96Exp: 2020-09-11Common Stock (6,250 underlying)
  • Exercise/Conversion

    Common Stock

    2013-05-15$0.65/sh+13,333$8,66613,333 total
  • Exercise/Conversion

    Employee stock option (right to buy)

    2013-05-1511,25011,251 total
    Exercise: $0.65Exp: 2019-06-01Common Stock (11,250 underlying)
  • Exercise/Conversion

    Employee stock option (right to buy)

    2013-05-152,08310,417 total
    Exercise: $0.65Exp: 2019-09-21Common Stock (2,083 underlying)
Footnotes (5)
  • [F1]Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  • [F2]This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $15.07 per share to $15.19 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  • [F3]The option becomes exercisable as to 1/48th of the shares subject to the option each month after June 2, 2009.
  • [F4]The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 22, 2009.
  • [F5]The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010.

Issuer

FUSION-IO, INC.

CIK 0001383729

Entity typeother

Related Parties

1
  • filerCIK 0001521978

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 5:46 PM ET
Size
15.4 KB