CHESEBRO STEPHEN D 4
4 · HARVEST NATURAL RESOURCES, INC. · Filed May 23, 2013
Insider Transaction Report
Form 4
CHESEBRO STEPHEN D
Director
Transactions
- Disposition to Issuer
Common Stock, $.01 par value per share
2013-05-17$3.09/sh−19,500$60,255→ 332,854 total - Exercise/Conversion
Common Stock, $.01 par value per share
2013-05-17+19,500→ 352,354 total - Exercise/Conversion
Phantom Stock
2013-05-17−19,500→ 15,000 totalFrom: 2013-05-17Exp: 2013-05-17→ Common Stock, $.01 par value per share (19,500 underlying)
Holdings
- 15,000
Stock Options
→ Common Stock, $.01 par value per share
Footnotes (3)
- [F1]Each share of phantom stock is the economic equivalent of one share of HNR common stock. The Company settled such phantom stock for cash. Although reflected in Table I, no common stock was actually acquired or disposed of.
- [F2]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
- [F3]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.