HARVEST NATURAL RESOURCES, INC. 4
4 · HARVEST NATURAL RESOURCES, INC. · Filed Jun 20, 2013
Insider Transaction Report
Form 4
EDMISTON JAMES A
DirectorPresident & CEO
Transactions
- Disposition to Issuer
Common Stock, $.01 par value per share
2013-06-18$3.10/sh−6,667$20,668→ 293,766 total - Exercise/Conversion
Common Stock, $.01 par value per share
2013-06-18+6,667→ 300,433 total - Exercise/Conversion
Phantom Stock
2013-06-18−6,667→ 1,701,101 totalFrom: 2013-06-18Exp: 2013-06-18→ Common Stock, $0.1 par value per share (6,667 underlying)
Holdings
- 1,615,434
Stock Appreciation Right
→ Common Stock, $0.1 par value per share - 1,306,434
Stock Options
→ Common Stock, $0.1 par value per share
Footnotes (6)
- [F1]Each share of phantom stock is the economic equivalent of one share of HNR common stock. The Company settled such phantom stock for cash. Although reflected in Table I, no common stock was actually acquired or disposed of.
- [F2]Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
- [F3]Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F4]Includes Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F5]Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
- [F6]Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock (Restricted Stock Units) granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.